Behavox
Communication and trade surveillance, archiving and compliance controls software
- Banks and trust companies
- Asset managers
Compliance & riskCustom quote
Archiving and surveillance
RIA compliance platforms, archiving and surveillance, marketing review, trade monitoring and cybersecurity.
Filter
Showing 14 of 14Most complete profiles first, then A to Z
Hadrius
AI compliance software for RIAs, broker-dealers and private funds
- RIAs
- Broker-dealers
Compliance & riskCustom quote
SteelEye
Trade and communications surveillance and record-keeping software for financial firms
- Asset managers
- Banks and trust companies
- Broker-dealers
Compliance & riskCustom quote
Archive Intel
Communications archiving and supervision for SEC and FINRA regulated firms
- RIAs
- Broker-dealers
Compliance & risk3 integrationsPer seat
CurrentClient
Compliant texting and business phone system for financial advisors
- RIAs
Client experience9 integrationsPer seat
LeapXpert
Governed client messaging and capture for regulated firms
- Banks and trust companies
- Asset managers
Compliance & risk3 integrationsCustom quote
MirrorWeb
Communications capture, archiving and AI supervision for SEC- and FINRA-regulated firms
- RIAs
- Broker-dealers
Compliance & risk8 integrations
MyRepChat
Compliant text messaging for financial advisors and insurance agents
- RIAs
- Broker-dealers
Client experience14 integrationsPer seat
Pagefreezer
Website, social media and chat archiving for regulated firms
- Broker-dealers
- Banks and trust companies
- Asset managers
Compliance & riskCustom quote
Patrina
Records archiving, compliance suite and CRM for broker-dealers and RIAs
- Broker-dealers
- RIAs
Compliance & risk4 integrationsCustom quote
Saifr
AI marketing review, communications surveillance and adverse media screening for financial firms
- RIAs
- Broker-dealers
- Asset managers
- Banks and trust companies
Compliance & risk4 integrations
SmarshIn the news
Communications capture, archiving and supervision for regulated firms
- RIAs
- Broker-dealers
- Family offices
- Banks and trust companies
Theta Lake
Capture, archiving and supervision for video, voice, chat and AI communications
- RIAs
- Broker-dealers
Compliance & risk11 integrations
Archiving and surveillance: questions to ask before you buy
Private Wealth Daily member access
Continue this analysis
The full checklist our desk uses to question Archiving and surveillance vendors, free with your work email.
Enter a valid work email to continue reading.
Already a reader? Sign inThe Morning Brief, every weekday. Unsubscribe anytime.
Full featuresIn-depth analysis and exclusive reporting.
The buyer’s checklistEvidence, context and the complete story.
One login across the networkAccess every Daily Network publication.