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Independent Intelligence on the Private Wealth Industry
Wednesday, August 19, 2026The Morning Brief →Sign in

The Moves Wire the industry’s tape for talent · updated continuously

Advisor and executive movement across wealth management. Entries marked ● VERIFIED are confirmed against SEC registration records — not press releases.

The tapeNet flowsFirmTypeWindow
127 of the latest entries
Nov 29ExecutiveMark Pickering
Aug 18ExecutiveYaqub Ahmed
Aug 18MoveRoberto De Jesus · $199M
Aug 18MoveKim Hellerman-Hersman · $175M
Aug 18MoveChris Stockton · $160M
Aug 18ExecutiveLiat Cherkes-Bishko
Aug 18ExecutiveSam Walsh
Aug 18ExecutiveQuy Nguyen
Aug 18ExecutiveRobert Crespi
Aug 18ExecutiveAdam Clark
Aug 18ExecutivePeterson
Aug 18ExecutiveKelly Apple
Aug 18ExecutiveNicolas Tan
Aug 18Team lift-outKristian Forster · team of 5 — U.S. Bank → LPL Financial
Aug 18Team lift-outAnthony "Tony" Conte · team of 20 — Cambridge Investment Research → LPL Financial
Aug 18ExecutiveShannon Patterson Saltos — to City National Bank
Aug 18ExecutiveDarcy Roennfeldt — to City National Bank
Aug 18ExecutiveYaqub Ahmed — Franklin Templeton Inc. → PGIM
Aug 18Registrations6 advisors — UBS → FROST INVESTMENT SERVICES● VERIFIED
Aug 18Registrations20 advisors off UBS’s roster · destinations pending● VERIFIED
Aug 18Registrations7 advisors off OpenArc Corporate Advisory’s roster · destinations pending● VERIFIED
Aug 18Registrations9 advisors off Tastytrade’s roster · destinations pending● VERIFIED
Aug 18Registrations3 advisors off Goldman Sachs Asset Management’s roster · destinations pending● VERIFIED
Aug 18Registrations15 advisors off OneDigital’s roster · destinations pending● VERIFIED
Aug 17ExecutiveJD Gettmann
Aug 17ExecutiveNielson — to Invesco
Aug 17ExecutiveHarris — to Invesco
Aug 17MoveAri Mandelbaum
Aug 17MoveChris Stockton · $160M
Aug 17ExecutiveSalim Ramji
Aug 17MoveDaniel Madura · $420M
Aug 17MoveLee Winters III, Chris McClure · $160M
Aug 17ExecutiveClint Harris, Darby Nielson
Aug 17ExecutiveScott A. Conroy — Carson Group → Carson Group
Aug 17ExecutiveKristen Kimmel — Osaic → destination pending
Aug 17BreakawayJason Stephens · team of 2 — UBS → Evertern Wealth
Aug 17Registrations25 advisors off UBS’s roster · destinations pending● VERIFIED
Aug 17Registrations3 advisors onto MAI CAPITAL MANAGEMENT, LLC’s roster● VERIFIED
Aug 16ExecutiveKevin Peterson
Aug 16MoveElizabeth Hobson
Aug 16ExecutiveKevin Peterson — Osaic Wealth → Carson Group
Aug 16ExecutiveKim Welch
Aug 16ExecutiveAaron Reber
Aug 16MoveAbby Stancik, Julie Sabransky · $200M
Aug 16Team lift-outKevin McGarry · $275M
Aug 16Team lift-outJim Tucker · $420M
Aug 16Team lift-outRick Bergstrom
Aug 16Team lift-outRick Bergstrom — Commonwealth Financial Network → Cetera (Summit Financial Networks)
Aug 16Team lift-outJim Tucker · $420M — Commonwealth Financial Network → Cetera (Summit Financial Networks)
Aug 16Team lift-outKevin McGarry · $275M — Valley Financial Group → Hightower Advisors (Hightower Signature Wealth)
Aug 16Team lift-outJim Tucker · team of 2 — Commonwealth Financial Network → Cetera Financial Group (Summit Financial Networks)
Aug 16Registrations12 advisors onto MAI CAPITAL MANAGEMENT, LLC’s roster● VERIFIED
Aug 16Registrations3 advisors off Goldman Sachs Asset Management’s roster · destinations pending● VERIFIED
Aug 16Registrations5 advisors off Parallel Advisors’s roster · destinations pending● VERIFIED
Aug 16Registrations19 advisors off Farther’s roster · destinations pending● VERIFIED
Aug 16Registrations24 advisors off MAI Capital Management’s roster · destinations pending● VERIFIED
Aug 16Registrations19 advisors off UBS’s roster · destinations pending● VERIFIED
Aug 14ExecutiveNorio Suzuki — abrdn Japan → GAM Japan Limited
Aug 14MoveMatt Roberts, Kent Voges · $350M
Aug 14ExecutiveGreg Resh
Aug 14ExecutiveMatt LaPorta — to Dynasty Financial Partners
Aug 14ExecutiveDon Gentile — Vontobel Asset Management → Catalyst Capital Advisors
Aug 14ExecutiveTim Brand — Meeder Investments → Catalyst Capital Advisors
Aug 14ExecutiveBlake Jones — William Blair → Guggenheim Securities
Aug 14ExecutiveShannon Reid — Raymond James → destination pending
Aug 14ExecutiveMichael Yannell — to Citi
Aug 14ExecutiveMatt Newnham — to Citi
Aug 14ExecutiveAdam Clark — JP Morgan → Citi
Aug 14ExecutiveMichelle Sovcik — Hightower → Raymond James
Aug 14ExecutiveMichelle Sovcik — Charles Schwab → Hightower
Aug 14ExecutiveGreg Bruce — Charles Schwab → Raymond James
Aug 14ExecutiveMichelle Sovcik — Raymond James → destination pending
Aug 14ExecutiveElyn Davis — Charles Schwab → Raymond James
Aug 14Team lift-outJeff Stanley · team of 2 — Morgan Stanley → UBS
Aug 14Team lift-outMitch Edwards · team of 2 — Morgan Stanley → UBS
Aug 14Team lift-outMichael Rose · team of 2 — Stifel → Raymond James & Associates
Aug 14Team lift-outJulie Sabransky · team of 2 — Wells Fargo → Raymond James & Associates
Aug 14Team lift-outAbby Stancik · team of 2 — Wells Fargo → Raymond James & Associates
Aug 14Team lift-outKent Voges · team of 2 — Corebridge Financial (formerly Valic Financial Advisors) → Frontline Investment Advisors
Aug 14Team lift-outMatt Roberts · team of 2 — Corebridge Financial (formerly Valic Financial Advisors) → Frontline Investment Advisors
Aug 14Team lift-outKevin McGarry · $275M — Valley Financial Group → Hightower Advisors
Aug 14ExecutiveGreg Resh — to Dynasty Financial Partners
Aug 14ExecutiveJohn Barragan — Kestra Investment Management → Farther
Aug 14ExecutiveAustin Shapard — Fiduciary Trust Company → Fiduciary Trust Company
Aug 14ExecutiveDoris Meister — Wilmington Trust → Fiduciary Trust Company
Aug 14ExecutivePatrick Larkin — Oak Hill Wealth Advisors → Cerity Partners
Aug 14BreakawayPatrick Larkin — Wells Fargo → Oak Hill Wealth Advisors
Aug 14Team lift-outScott Miller · team of 9 — Commonwealth Financial Network → Merit Financial Advisors
Aug 14Team lift-outSean Montgomery · team of 9 — Commonwealth Financial Network → Merit Financial Advisors
Aug 14Team lift-outMatt Dupon · team of 9 — Commonwealth Financial Network → Merit Financial Advisors
Aug 14ExecutiveChristian Mango — OneDigital → Edelman Financial Engines
Aug 13ExecutiveAdam Clark
Aug 12MoveMichael Rose, Scott Gillespie · $316
Aug 12MoveAbby Stancik, Julie Sabransky · $200
Aug 12MoveMatt Roberts, Kent Voges · $350
Aug 11MovePatrick Bria, Jim Tucker · $420M
Aug 11ExecutiveElyn Davis
Aug 10ExecutiveChristian Mango
Aug 10ExecutiveShannon Hogendorn
Aug 9ExecutiveEric Hall, Raymond Barrios
Jul 29ExecutiveBrian Johnson
Jul 19ExecutiveJonathan Bock
Jul 14MoveDavid D. Powell
Jun 30MoveChad A. Kasper
Jun 14ExecutiveKatherine Rubenstein
Jun 9MoveDavid D. Powell
May 31ExecutiveRJ Shook
May 31ExecutiveMilind Mehere
Apr 30MoveMichael Rose, Scott Gillespie · $316M
Apr 19ExecutiveBeverly Goodman — Barron's → Vanguard
Apr 19ExecutiveBeverly Goodman
Apr 16BreakawayJohn de Carvalho — Parallel Advisors → Integrated Partners
Apr 16BreakawayKyle Caouette — Parallel Advisors → Integrated Partners
Apr 16Team lift-outKyle Caouette, John de Carvalho
Dec 31ExecutiveTakakiyo Iwamoto, Sachie Kobayashi
Oct 31ExecutiveAdam Clark
Aug 10ExecutiveChristian Mango
Jul 24ExecutiveElyn Davis, Michelle Sovcik
Jun 30ExecutiveYaqub Ahmed
Jun 22ExecutiveKevin Peterson
Jun 9ExecutiveJen Hanau
Mar 20Team lift-outKim Hellerman-Hersman, Bryan T. Fox · $175M
Mar 20MovePatrick O'Reilly · $250M
Dec 31BreakawayJason Stephens, Mic Lundon · team of 2
Feb 29ExecutiveYaqub Ahmed
Feb 29ExecutiveKevin Peterson
Dec 31BreakawayPatrick Larkin
From the Moves Desk

HighWater's $2.4B U.S. Bank team lands on LPL via Quotient

The San Diego team's move shows bank employee advisors are the latest front in the independent channel's recruiting war.

Carson taps ex-Osaic exec Peterson to lead independent recruiting

Kevin Peterson brings a custody-and-brokerage resume to the firm's independent channel.

LPL, Cetera, Raymond James, NewEdge add advisor teams

A four-firm hiring week pulled about $534 million in disclosed client assets into the independent channel.

Diversify adds Texas and Boston practices, crosses $14B

Two practices joined the Sandy, Utah platform with nearly $400 million in assets, lifting the firm past $14 billion without outside capital.

Free deep view 0 of 3 this month.

The full wire — every verified move with filters and the Net Flows ledger — stays free for Morning Brief readers, every day.

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