Hadrius
AI compliance software for RIAs, broker-dealers and private funds
- RIAs
- Broker-dealers
Compliance & riskCustom quote
RIA compliance platforms
RIA compliance platforms, archiving and surveillance, marketing review, trade monitoring and cybersecurity.
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RPAGIn the news
Technology platform for retirement plan advisors and their firms
- RIAs
- Broker-dealers
- Asset managers
- Retirement plans
Data & researchTiered
Dynamic Advisor Solutions
RIA platform, outsourced operations and TAMP for independent advisors
- RIAs
TAMP & managed accounts4 integrationsBasis points on assets
Oxford Risk
Behavioural risk profiling and suitability software for wealth managers and advisers
- RIAs
- Banks and trust companies
- Asset managers
Data & researchPer seat
Patrina
Records archiving, compliance suite and CRM for broker-dealers and RIAs
- Broker-dealers
- RIAs
Compliance & risk4 integrationsCustom quote
SaturnIn the news
AI meeting notes, paperwork and compliance checks for UK advice firms
- RIAs
AI toolsCustom quote
RIA compliance platforms: questions to ask before you buy
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RIA compliance platforms in the news
- Saturn
Inspired Capital closes $450M fourth fund, lifting AUM near $1.4B
- Saturn
Inspired Capital closes fourth fund at $450 million
- Saturn
Inspired Capital closes $450 million fourth venture fund
- Saturn
Advised investors ask AI more and verify less, Evergreen.ai study finds
- Saturn
Evergreen.ai study: advised AI users act unchecked at nearly triple unadvised rate
- RPAG
Transamerica pooled plans reach $34.2 billion, shifting the focus to retirement income