Hadrius
AI compliance software for RIAs, broker-dealers and private funds
- RIAs
- Broker-dealers
Compliance & riskCustom quote
Alternatives to Abacus
Abacus provides managed IT and cybersecurity services to financial services firms and healthcare organizations. Its financial clients include hedge funds, private equity and private credit firms, asset managers, registered investment advisers, brokerage firms and family offices, from emerging managers to global enterprises. Read the Abacus profile.
Patrina
Records archiving, compliance suite and CRM for broker-dealers and RIAs
- Broker-dealers
- RIAs
Compliance & riskCustom quote
Behavox
Communication and trade surveillance, archiving and compliance controls software
- Banks and trust companies
- Asset managers
Compliance & riskCustom quote
SteelEye
Trade and communications surveillance and record-keeping software for financial firms
- Asset managers
- Banks and trust companies
- Broker-dealers
Compliance & riskCustom quote
Archive Intel
Communications archiving and supervision for SEC and FINRA regulated firms
- RIAs
- Broker-dealers
Compliance & riskPer seat
itSynergy
Managed IT and cybersecurity services for registered investment advisers
- RIAs
Compliance & riskCustom quote
Saifr
AI marketing review, communications surveillance and adverse media screening for financial firms
- RIAs
- Broker-dealers
- Asset managers
- Banks and trust companies
SmarshIn the news
Communications capture, archiving and supervision for regulated firms
- RIAs
- Broker-dealers
- Family offices
- Banks and trust companies
LeapXpert
Governed client messaging and capture for regulated firms
- Banks and trust companies
- Asset managers
Compliance & riskCustom quote
MirrorWeb
Communications capture, archiving and AI supervision for SEC- and FINRA-regulated firms
- RIAs
- Broker-dealers