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Monday, October 5, 2026The Morning Brief →Sign in
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The Strategic Financial Alliance Inc.

ATLANTA, GA
CRD: 126514
In PWD coverage since August 20, 2026 · 5 stories
$382MRegulatory AUMSEC Form ADV · Oct 3
56EmployeesForm ADV
Regulatory AUM · Aug 22 – Oct 3
PWD coverage
Data

Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches

AlpInvest and Bain Capital each filed Form Ds with no offering amount and $0 sold, while Raymond James added an alternatives sleeve to model portfolios.
Data · Sep 30MissionSquare's two arms log 190 advisor moves in one month
Data · Sep 28Broadridge and LPL fill wealth-platform executive seats as three Schwab executives leave
Data · Sep 25MissionSquare's 199 events dwarf the industry's 72 new firms
Filings · Aug 20FINRA panel orders $509,000 payout over conservation easements
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