ria

Modern Wealth Management

KANSAS CITY, MO

CRD: 324624

In PWD coverage since September 24, 2026 · 16+ stories

$10.9BRegulatory AUMSEC Form ADV · Sep 26

253EmployeesForm ADV

7Deals on our tracker

Regulatory AUM · Aug 22 – Sep 26

Deal recordFull tracker →

Sep 23, 26Deal announcedAWA Wealth Management · $290M — coverage

Sep 9, 26Deal announcedSanchez Wealth Management Group · $710M — coverage

Sep 9, 26Deal announcedSanchez Wealth Management Group · $710 — coverage

Sep 9, 26Deal announcedSanchez Wealth Management Group · $710M — coverage

Aug 30, 26Deal closedSanchez Wealth Management Group · $710M

Apr 29, 25Deal announcedLegacy Wealth Management · $1.2B

PWD coverage

Data

OpenArc Corporate Advisory tops 30-day tally, ahead of UBS

The corporate advisory firm was named in 109 events; UBS logged 105 and RFG Advisory 95, while the industry recorded 2,308 advisor moves and 757 deal announcements.

Data · Oct 3Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches

Data · Oct 22,413 advisors changed firms in 30 days; 22 custody relationships changed hands

Data · Sep 30MissionSquare's two arms log 190 advisor moves in one month

M&A · Sep 29Waverly to buy a $1.7B Richmond RIA, its 36th deal since Aspire's 2021 stake

Data · Sep 28Broadridge and LPL fill wealth-platform executive seats as three Schwab executives leave

advisor_note · Sep 28Modern Wealth logs six advisor moves and a four-advisor liftout in one day

the_wrap · Sep 28Frost and LPL recruit UBS and Raymond James advisor teams

the_wrap · Sep 28Tavarez, Barnett & Steen leave UBS for Frost Investment Services

the_tape · Sep 28Frost, LPL, Modern Wealth, Merit and Keen add advisors in late September

Data · Sep 26The recruiting war isn't being fought over custody

Data · Sep 25MissionSquare's 199 events dwarf the industry's 72 new firms

Data · Sep 24Fund launches outnumber new firms four to one, and the industry builds product, not practices

M&A · Sep 24RIA deal currency shifts from AUM to cash and retention

the_wrap · Sep 24Edelman hires recordkeeper product chief to own the rollover

book · Sep 24The succession gap is a price nobody wrote down

Modern Wealth Management

OpenArc Corporate Advisory tops 30-day tally, ahead of UBS

The Morning Brief