firm
Commonwealth Financial
In PWD coverage since September 4, 2026 · 1 story
-11Talent net · 12 months0 in · 11 out
Talent flow · 12 monthsOn the wire →
Net -11 · 0 arrivals · 11 departures
Arrivals
None tracked.
Departures
Steven Roth
Aug 30 · to Cetera Financial Group
Six wealth management teams
Aug 30 · to New RIA
Jim Tucker
Aug 16 · to Cetera Financial Group (Summit Financial Networks)
Jim Tucker
Aug 16 · to Cetera (Summit Financial Networks)
Rick Bergstrom
Aug 16 · to Cetera (Summit Financial Networks)
Sean Montgomery
Aug 14 · to Merit Financial Advisors
PWD coverage
Features
Schwab turns Vanguard's Altruist deal into a recruiting weapon
Altruist advisors now face a retention decision before integration begins, as the $4.6 billion deal's uncertainty becomes a custody sales call.