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Wednesday, August 19, 2026The Morning Brief →Sign in
custodian

LPL Financial

FORT MILL, SC
CRD: 6413
In PWD coverage since August 18, 2026 · 16+ stories
$819BRegulatory AUMSEC Form ADV · Aug 15
41,879EmployeesForm ADV
2Deals on our tracker
+2Talent net · 12 months2 in · 0 out
Talent flow · 12 monthsOn the wire →
Net +2 · 2 arrivals · 0 departures
Advisor
Aug 18 · advisor move
Chris Stockton
Aug 18 · advisor move
Chris Stockton
Aug 18 · advisor move
Chris Stockton
Aug 17 · advisor move
Advisor
Aug 17 · advisor move
Kent Voges
Aug 14 · advisor move
Arrivals
Anthony "Tony" Conte
Aug 18 · from Cambridge Investment Research
Kristian Forster
Aug 18 · from U.S. Bank
Departures
None tracked.
Deal recordFull tracker →
Aug 16, 26Deal announcedFINNY AI — coverage
Jul 27, 26Deal announced
PWD coverage
Moves

HighWater's $2.4B U.S. Bank team lands on LPL via Quotient

The San Diego team's move shows bank employee advisors are the latest front in the independent channel's recruiting war.
move · Aug 19Clawback verdict: $5.6 million reminder of the cost of leaving
exit · Aug 19Carlyle's $2.8 billion MAI bet re-prices the RIA exit
Moves · Aug 19LPL, Cetera, Raymond James, NewEdge add advisor teams
practice · Aug 19A $40 million book-reassignment suit is a disability-leave warning
Features · Aug 19Wealth's talent war moves to the C-suite
book · Aug 19LPL's RMD estimator brings age-73 rules to the client meeting
Moves · Aug 19Conte Wealth leaves Cambridge for LPL with $1.4 billion
portfolio · Aug 18LPL publishes a money market fund guide for the client cash question
portfolio · Aug 18LPL's CD guide turns cash into a deliberate allocation
practice · Aug 18FINNY prices marketing on a share of the assets it wins
Moves · Aug 18LPL recruits $160M Edward Jones advisor Chris Stockton
The Close · Aug 18Trust decides who gets to deploy AI in wealth management
Moves · Aug 18O'Reilly family practice leaves LPL for Osaic with $250 million
move · Aug 18LPL's road to 90% retention runs through smaller Commonwealth books
Moves · Aug 18Two veteran Wells Fargo teams take $580M to Ameriprise and Janney
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