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Private Wealth Daily
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Prime Capital Financial

OVERLAND PARK, KS
CRD: 288712
In network coverage since October 4, 2026 · 16+ stories
$39.1BRegulatory AUMSEC Form ADV · Oct 17
460EmployeesForm ADV
2Deals on our tracker
+1Talent net · 12 months1 in · 0 out
Regulatory AUM · Aug 22 – Oct 17
Observed recruiting events · 12 monthsOn the wire →
Net +1 · 1 incoming events · 0 outgoing events
Arrivals
Emil Ben-David
Oct 7 · from Edelman Financial Engines
Departures
None tracked.
Deal recordFull tracker →
Jul 31, 26Deal closedCarlyle · Abry Partners
Jul 31, 26Deal closedCarlyle · Abry Partners
Network coverage
Moves

RBC hires Shawn Bernhard for Texas South; DPL names two

Mark Forman and Kendal Wetzel join the commission-free annuity platform as it approaches $7 billion in assets under administration.
Investments · Oct 22SEI to build CITs carrying Carlyle private equity for Basic Capital plans
Data · Oct 15Advisor moves outnumber breakaways about 17 to 1 in our 30-day count
Data · Oct 14UBS logs 91 events in past 30 days; LPL second with 83
The Close · Oct 13JPMorgan asset and wealth revenue rises 14% to $6.9 billion; expenses rise 14%
The Advisor's Note · Oct 13Carlyle takes minority stake in $52B Prime Capital Financial
The Close · Oct 12Carlyle takes a minority stake in Prime Capital Financial, where 170 advisors own equity
Data · Oct 12Advisor moves outnumber breakaways 38 to 1 over the past 30 days
RIA · Oct 12Prime Capital brings in Carlyle as minority investor; 170 advisors own equity
Succession & selling a firm · Oct 12Carlyle took a minority stake in Prime Capital Financial, where 170 advisors own equity
Moves · Oct 12UBS leads 30-day advisor departures; Cetera Planning Partners leads arrivals
Data · Oct 10UBS tops 30-day advisor activity; 1,838 moves and 35 breakaways logged
The Wrap · Oct 5Three advisor teams land at Cetera, LPL and Wells Fargo FiNet
The Close · Oct 4Cetera Planning Partners adds advisors from The Retirement Planning Group as recruiting outruns deals
Data · Oct 4RFG Advisory leads wealth management activity as advisor moves nearly triple deal announcements
Data · Oct 4Five retirement-focused firms produce 341 market events, more than triple UBS's 97
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