A Daily Network publication
Explore the network
Private Wealth Daily
Independent Intelligence on the Private Wealth Industry
Wednesday, October 14, 2026The Morning Brief →Sign in
The SignalData

UBS logs 91 events in past 30 days; LPL second with 83

Advisor moves hit 1,376 for the period; UBS's 91 events were about 12% of the 742 logged across the 12 busiest firms.

At a glance

15-second brief
  • UBS logged 91 events in our records over the past 30 days, the most of any firm.

  • Across the 12 busiest firms, 742 events were logged.

  • Advisor moves remain the largest single category at 1,376, ahead of 798 deal announcements, 678 deal closings, 503 executive changes and 418 fund launches.

UBS logged 91 events in our records over the past 30 days, the most of any firm. LPL Financial is second at 83. The next ten firms sit between 43 and 71 events, a spread of 28 events.

OpenArc Corporate Advisory led that band at 71. The Retirement Planning Group and Kestra Private Wealth Services follow at 65 each, then RFG Advisory at 63, The Wealth Consulting Group at 62, Raymond James Financial Services at 56, Prime Capital Financial at 54, Harbour Investments at 46, and Ascentis Independent Advisors and Wells Fargo Advisors Financial Network at 43 each.

Across the 12 busiest firms, 742 events were logged. UBS's 91 events work out to about 12% of that total.

Advisor moves remain the largest single category at 1,376, ahead of 798 deal announcements, 678 deal closings, 503 executive changes and 418 fund launches. Team liftouts, at 293, and breakaways, at 65, are far smaller categories. The figures do not identify which platforms the advisors joined.

The 12 busiest firms by events logged, past 30 days
UBS91 events
LPL Financial83 events
OpenArc Corporate Advisory71 events
The Retirement Planning Group65 events
Kestra Private Wealth Services65 events
RFG Advisory63 events
The Wealth Consulting Group62 events
Raymond James Financial Services56 events
Prime Capital Financial54 events
Harbour Investments46 events
Ascentis Independent Advisors43 events
Wells Fargo Advisors Financial Network43 events
PWD NEWSROOM RECORDS · 30 DAYS
Continue your research

Save this analysis and keep the funds you follow together in My Desk.

Sign in to save articles or follow funds.
Sources & further reading
PWD newsroom tracking, 30-day activity counts
More from PWD
Data

Wealth-management deal announcements outnumber closings 751 to 660 in 30 days

The two counts track separate events in the same window, so the 91-event spread is not a tally of deals that failed to close.
Data

Betterment waives full wrap fee for RIAs at Fidelity

The waiver carries a June 30, 2027 signing deadline, as Axos courts Fidelity clients and Schwab counts 11,000 sub-$100 million RIA relationships.
Moves

Rosenwald Private Wealth's $1.1B Baltimore team joins Indivisible Partners from RBC

Led by Beth Rosenwald, Matthew Kunkel and Leksi Kovalerchik, the team's $1.1 billion book is about 53% of Indivisible's reported regulatory AUM.
Elsewhere in the networkAll titles →
Every weekday · 6:30 a.m. ET

The Morning Brief

The private wealth industry in four minutes, every weekday at 6:30 a.m. ET. Free.