Recruiting & transitions

14 stories this week 107 in all, from the Advisors desk.

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Recruiting & transitions stories, page 3

Page 3 of 6

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Fidelity tells sub-$100M custody clients to move as Schwab stops short of a promise

Oct 6

Schwab offers an informal welcome to Fidelity's sub-$100 million custody clients

Oct 5

Fidelity gives custody clients under $100 million until June 2027 to move

Oct 2

Cullman/Holt Group moves $1.3 billion from UBS to Wells Fargo's FiNet affiliate Ascend

Oct 2

Fidelity tells sub-$100 million RIAs to leave, with no fee option to stay

Oct 1

Fidelity gives sub-$100 million RIAs until June 2027 to grow or move custody

Oct 1

Fidelity gives sub-$100M RIAs until June 2027 to find a custodian

Oct 1

Concurrent acquires Spire, a $5.4 billion RIA with 30 advisor teams

Oct 1

Lakewood Wealth's $170 million Ann Arbor team moves from Cambridge to LPL

Oct 1

A $1.3 billion UBS duo joins Ascend Advisory Group in Dublin, Ohio

Sep 30

Rockefeller adds Truist's $6.2 million Piedmont Wealth Partners team in Charlotte

Sep 30

Most remaining Wells producing managers told to pick clients or management

Sep 29

UBS hires Merrill's John Pham and Jimmy Yip below $10M production minimum

Sep 29

UBS hires Merrill’s John Pham and Jimmy Yip, a $7.5 million Silicon Valley team

Sep 28

UBS's digital hire is a book-transfer play

Sep 26

Ameriprise pays advisors to stay, and prices the exit

Sep 24

UBS freezes the grid and bets stability beats a check

Sep 23

UBS holds the grid and prices what leaving costs

Sep 23

Schwab's fourth Ameriprise raid reprices the breakaway math

Sep 22

Altruist's AI head start makes custody choice a technology bet

Sep 22

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Recruiting & transitions

Recruiting & transitions stories, page 3

Page 3 of 6

Fidelity tells sub-$100M custody clients to move as Schwab stops short of a promise

Schwab offers an informal welcome to Fidelity's sub-$100 million custody clients

Fidelity gives custody clients under $100 million until June 2027 to move

Cullman/Holt Group moves $1.3 billion from UBS to Wells Fargo's FiNet affiliate Ascend

Fidelity tells sub-$100 million RIAs to leave, with no fee option to stay

Fidelity gives sub-$100 million RIAs until June 2027 to grow or move custody

Fidelity gives sub-$100M RIAs until June 2027 to find a custodian

Concurrent acquires Spire, a $5.4 billion RIA with 30 advisor teams

Lakewood Wealth's $170 million Ann Arbor team moves from Cambridge to LPL

A $1.3 billion UBS duo joins Ascend Advisory Group in Dublin, Ohio

Rockefeller adds Truist's $6.2 million Piedmont Wealth Partners team in Charlotte

Most remaining Wells producing managers told to pick clients or management

UBS hires Merrill's John Pham and Jimmy Yip below $10M production minimum

UBS hires Merrill’s John Pham and Jimmy Yip, a $7.5 million Silicon Valley team

UBS's digital hire is a book-transfer play

Ameriprise pays advisors to stay, and prices the exit

UBS freezes the grid and bets stability beats a check

UBS holds the grid and prices what leaving costs

Schwab's fourth Ameriprise raid reprices the breakaway math

Altruist's AI head start makes custody choice a technology bet