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Private Wealth Daily

Held-away 401(k) management

Financial-planning software: comprehensive and goals-based planning, tax, estate and retirement income.

4 vendors · Updated October 26, 2026

News on Held-away 401(k) management in your edition and on My Desk.

Showing 4 of 4Most complete profiles first, then A to Z

401GOIn the news

Bundled 401(k) recordkeeping, administration and 3(38) lineup that advisors offer to small-business clients

  • RIAs
  • Broker-dealers
  • Retirement plans

Financial planning1 integrationTiered

Due Diligence Works

Rollover and Reg BI documentation software plus product due diligence research for advisors, BDs and banks

  • RIAs
  • Broker-dealers
  • Banks and trust companies

Compliance & risk4 integrationsPer seat

Plan Confidence

Software that lets advisory firms deliver ongoing advice on clients' held-away 401(k) and 403(b) accounts

  • RIAs
  • Retirement plans

Financial planning1 integrationSubscription

Tick two to four vendors, then compare them side by side.

Held-away 401(k) management: questions to ask before you buy

  1. How do plans update when account data changes?
  2. Can clients use the plan themselves, and what do they see?
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Held-away 401(k) management in the news

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