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Compliance, risk and legal jobs in wealth management

Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.

50 open roles at 26 firms · updated 54 min ago

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Vontobel Swiss Financial AdvisersRIA

Third Party Risk Manager

Zürich +1

  • Compliance, risk and legal
  • Associate
Yesterday

Icg InvestmentsAsset manager

Associate, Compliance

Warsaw, Poland

  • Compliance, risk and legal
  • Associate
6 days ago

Empower Advisory GroupBroker-dealer

Spec Quality Assurance EPW

Manila, Philippines

  • Compliance, risk and legal
  • Mid
  • Series 7 (required)
  • Series 63 (required)
  • Series 65 (required)
  • Series 66 (required)
  • SIE (required)
Oct 19

MFS Institutional AdvisorsRIA

Compliance Lead Specialist

London, UK · Hybrid

  • Compliance, risk and legal
  • Lead or principal
Oct 19
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Capital Research and Management CompanyAsset manager

Compliance Senior Specialist

Tokyo, Japan · Hybrid

  • Compliance, risk and legal
  • Senior
Oct 14

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