Skip to content
Monday, October 26, 2026 · Today’s edition, 6:30 a.m. ETMon, Oct 26 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in

Compliance, risk and legal jobs in wealth management

Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.

119 open roles at 40 firms · updated 2 min ago

Filter roles · 1 on
Role
6 more
Specific role
Firm type
Seniority
Location
PayPosted by the firm, never estimated
Firm assetsRegulatory assets from Form ADV
Firm sizeEmployees, from Form ADV
Licenses and designationsRoles that ask for them
Posted
Clear all

Showing US roles. See 29 international roles

  • Compliance, risk and legal

Hartford FundsAsset manager

Sr Staff Attorney

Hunt Valley$132K–$199K posted pay

  • Compliance, risk and legal
  • Senior
  • JD
Yesterday

Guggenheim Partners Investment ManagementAsset manager

Attorney - Restructuring

New York, NY$135K–$145K posted pay

  • Compliance, risk and legal
  • Mid
  • JD (required)
Yesterday
Job alert

Get roles like these by email

Covers: Compliance, risk and legal · US roles

How often

Any address you like. We send only these alerts there.

Wellington Management CompanyAsset manager

Private Funds Counsel

Boston, MA

  • Compliance, risk and legal
  • Mid
  • CFA
4 days ago

Hartford FundsAsset manager

Senior Staff Attorney

NYCity-One Penn Plaza$132K–$199K posted pay

  • Compliance, risk and legal
  • Senior
  • JD (required)
5 days ago

Hartford FundsAsset manager

Sr Staff Attorney

NYCity-One Penn Plaza$132K–$199K posted pay

  • Compliance, risk and legal
  • Senior
  • JD
5 days ago

Bridge Net Lease Fund ManagerRIA

Tax Counsel, Real Estate

Salt Lake City, UT

  • Compliance, risk and legal
  • Mid
  • JD
6 days ago

Voleon Capital ManagementAsset manager

Associate Corporate Counsel

Berkeley, CA · Remote$175K–$200K posted pay

  • Compliance, risk and legal
  • Associate
  • JD
Oct 19

Show more roles

Job alert

Get new roles like these by email

Covers: Compliance, risk and legal · US roles

At most one email a day, only when there is something new. Its own unsubscribe link stops it; nothing else you get changes.

How often

Any address you like. We send only these alerts there.

Private Wealth DailyThe morning edition

The private wealth industry in four minutes, every morning at 6:30 a.m. ET. Free.

Free. Every morning. Unsubscribe from any edition in one click.