T. Rowe PriceAsset manager
Sr. Manager, Global Financial Crimes Compliance
Owings Mills, MD · Hybrid$110K–$188K posted pay
Oct 6
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
191 open roles at 76 firms · updated 11 min ago
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- Compliance, risk and legal
T. Rowe PriceAsset manager
Legal Counsel Retail Advisory Services
Owings Mills, MD · Hybrid$145K–$247K posted pay
Oct 6
EP Wealth AdvisorsRIA
Compliance Analyst - Torrance, West LA, San Francisco, Walnut Creek, Phoenix, Philadelphia, Boston (Hybrid)
Torrance, CA +7 · Hybrid$78K–$105K posted pay
Oct 6
Oct 6
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Oct 5
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Covers: Compliance, risk and legal · US roles
Voleon Capital ManagementAsset manager
Senior Associate - Audit, Compliance and Operational Risk
Berkeley, CA +1 · Remote$130K–$150K posted pay
Oct 5
T. Rowe PriceAsset manager
Managing Legal Counsel - Litigation
Owings Mills, MD · Hybrid$174K–$297K posted pay
Oct 4
BrookfieldAlternative asset manager
Paralegal / Legal Analyst
Brookfield Place New York$120K–$150K posted pay
Oct 4
Oct 1
Trustage Investment ManagementAsset manager
Consultant I, Regulatory Privacy Compliance (Hybrid)
Madison, WI · Hybrid$91K–$137K posted pay
Oct 1
Trustage Investment ManagementAsset manager
Consultant III, Privacy Program Compliance (Hybrid)
Madison, WI · Hybrid$115K–$172K posted pay
Oct 1
SEI Investments ManagementTAMP and OCIO
Senior Director, Technology Compliance & Regulatory Engagement
Location not stated
Oct 1
Oct 1
Sep 30
Sep 30
Sep 30
Sep 29
Sep 29
Sep 29
AQR Capital ManagementHedge fund
Legal and Compliance Infrastructure Data, Associate/Vice President
Greenwich, CT$125K–$150K posted pay
Sep 29
Sep 29
Eight Partners VCAsset manager
Senior Associate, Quality Assurance - Sterile Operations (Nights)
Location not stated$70K–$115K posted pay
Sep 28
AQR Capital ManagementHedge fund
Registered Funds Compliance, Associate / Vice President
Greenwich, CT$150K–$175K posted pay
Sep 28
Sep 27
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Covers: Compliance, risk and legal · US roles
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