Voleon Capital ManagementAsset manager
Compliance Associate
Berkeley, CA · Remote$100K–$105K posted pay
Sep 25
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
191 open roles at 76 firms · updated 39 min ago
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- Compliance, risk and legal
Weiss Asset ManagementAsset manager
Compliance Analyst, Trading Systems
Boston, MA$85K–$125K posted pay
Sep 25
Wilmington Trust Investment AdvisorsRIA
Risk and Controls Testing Specialist
Wilmington, DE$68K–$114K posted pay
Sep 24
Wilmington Trust Investment AdvisorsRIA
Senior Associate - Risk and Controls Testing
Wilmington, DE$82K–$137K posted pay
Sep 24
KKRAlternative asset manager
Investment Guideline Compliance - Senior Analyst
Boston, MA$80K–$100K posted pay
Sep 24
Point72 Asset ManagementHedge fund
Technology Risk Management Specialist
New York, CT$175K–$275K posted pay
Sep 23
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Covers: Compliance, risk and legal · US roles
Schonfeld Strategic AdvisorsHedge fund
Regulatory Reporting Associate
New York, NY$120K–$200K posted pay
Sep 23
Antares Capital AdvisersPrivate credit
Senior Vice President, Legal Entity Accounting
New York, NY$175K–$225K posted pay
Sep 21
Sep 21
AQR Capital ManagementHedge fund
Associate, Compliance Marketing Review
Greenwich, CT$130K–$150K posted pay
Sep 21
iCapitalWealth-tech and platforms
Regulatory and Compliance, AML - Assistant Vice President
New York, NY$110K–$145K posted pay
Sep 18
Trustage Investment ManagementAsset manager
Consultant I, Compliance (Hybrid)
Madison, WI · Hybrid$83K–$125K posted pay
Sep 17
Eight Partners VCAsset manager
Associate II, Quality Assurance (Night Shift)
Location not stated$60K–$90K posted pay
Sep 16
Sep 16
Sep 15
Sep 15
Sep 15
iCapitalWealth-tech and platforms
Regulatory and Compliance, Subscription Document Review - Associate
New York, NY$90K–$115K posted pay
Sep 15
Sep 14
BaringsAlternative asset manager
Senior Associate\Associate Director, Trading Practices Compliance
Location not stated
Sep 13
iCapitalWealth-tech and platforms
Regulatory and Compliance, ERISA - Senior Vice President
Salt Lake City, UT +2$150K–$200K posted pay
Sep 11
iCapitalWealth-tech and platforms
Regulatory and Compliance, ERISA - Senior Vice President
Greenwich, CT +2$190K–$230K posted pay
Sep 11
iCapitalWealth-tech and platforms
Regulatory and Compliance, ERISA - Senior Vice President
New York, NY +2$190K–$230K posted pay
Sep 11
Aquarian Holdings Investment ManagementAsset manager
Senior Corporate & Investment Management Paralegal
New York, NY$120K–$150K posted pay
Sep 11
Sep 11
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Covers: Compliance, risk and legal · US roles
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