Sep 11
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
199 open roles at 81 firms · updated 7 min ago
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Showing US roles. See 53 international roles
- Compliance, risk and legal
Trustage Investment ManagementAsset manager
Senior Counsel, Transactions (Hybrid)
Madison, WI · Hybrid$136K–$203K posted pay
Sep 10
Cim Capital Sa ManagementRIA
Associate Vice President, Compliance
Los Angeles, CA$140K–$180K posted pay
Sep 10
Portfolio AdvisorsPrivate markets, secondaries and fund of funds
Compliance Associate, Marketing & Distribution
Philadelphia, PA
Sep 10
Sep 10
Primerica AdvisorsBroker-dealer
Compliance Officer or Attorney, Securities (Financial Services Industry)
Hybrid
Sep 9
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Covers: Compliance, risk and legal · US roles
Schonfeld Strategic AdvisorsHedge fund
Associate Counsel, PM Legal and Fund Formation
New York, NY$200K–$250K posted pay
Sep 8
Sep 7
Sep 5
Point72 Asset ManagementHedge fund
Compliance Associate, Trading Compliance
Stamford, CT$120K–$150K posted pay
Sep 4
Oaktree Capital ManagementPrivate credit
Vice President or Senior Vice President, Attorney, Global Private Debt
New York, NY$250K–$275K posted pay
Sep 3
Point72 Asset ManagementHedge fund
Legal Operations and Innovation Manager
Stamford, CT$250K–$300K posted pay
Sep 2
iCapitalWealth-tech and platforms
Audit and Regulatory Reporting - Assistant Vice President
Salt Lake City, UT$85K–$110K posted pay
Sep 1
Aug 30
Aug 30
Aug 28
Aug 27
Aug 26
iCapitalWealth-tech and platforms
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President
New York, NY +2$155K–$185K posted pay
Aug 25
iCapitalWealth-tech and platforms
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President
Greenwich, CT +2$155K–$185K posted pay
Aug 25
iCapitalWealth-tech and platforms
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President
Salt Lake City, UT +2$125K–$155K posted pay
Aug 25
Aug 20
Portfolio AdvisorsPrivate markets, secondaries and fund of funds
Senior Compliance Associate
Darien, CT +1$110K–$165K posted pay
Aug 20
iCapitalWealth-tech and platforms
Regulatory and Compliance - Associate
Salt Lake City, UT$70K–$85K posted pay
Aug 20
iCapitalWealth-tech and platforms
Regulatory and Compliance - Associate
New York, NY +1$70K–$95K posted pay
Aug 19
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Covers: Compliance, risk and legal · US roles
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