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Compliance, risk and legal jobs in wealth management

Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.

222 open roles at 91 firms · updated 5 min ago

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Showing US roles. See 63 international roles

  • Compliance, risk and legal

PantheonPrivate equity

40 Act Fund Lawyer

New York, NY$250K–$300K posted pay

  • Compliance, risk and legal
  • Mid
Aug 18

Clarion PartnersReal estate investment manager

Counsel

NY1MFL14CL

  • Compliance, risk and legal
  • Mid
Aug 17

Quiet Capital ManagementAlternative asset manager

Senior Litigation Paralegal

San Francisco, CA · Remote$144K–$235K posted pay

  • Compliance, risk and legal
  • Senior
Aug 17
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Covers: Compliance, risk and legal · US roles

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Proshare AdvisorsAsset manager

Senior Manager, Compliance

Bethesda, MD · Hybrid$100K–$140K posted pay

  • Compliance, risk and legal
  • Senior
  • JD
  • Series 7
Aug 14

KKRAlternative asset manager

Enterprise Risk Officer

Boston, MA$200K–$230K posted pay

  • Compliance, risk and legal
  • Mid
Jul 29

Oha Private Credit Advisors IIPrivate credit

Regulatory Paralegal

Fort Worth, TX · Hybrid

  • Compliance, risk and legal
  • Mid
Jul 21

Point72 Asset ManagementHedge fund

Macro Compliance Associate

New York, NY +3$125K–$175K posted pay

  • Compliance, risk and legal
  • Associate
Jul 10

ApolloAlternative asset manager

Paralegal

New York, NY

  • Compliance, risk and legal
  • Mid
Jul 9

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