Oha Private Credit Advisors IIPrivate credit
Compliance Analyst
New York, NY +1 · Hybrid$90K–$110K posted pay
Jul 9
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
228 open roles at 94 firms · updated 9 min ago
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- Compliance, risk and legal
Investment Management GroupAsset manager
STOCKMAN WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER
Bozeman, MT +5
Jul 7
Mercer Global AdvisorsRIA
Senior Estate Planning Attorney (San Diego, Orange County)
Newport Beach, CA +1$175K–$200K posted pay
Jul 6
iCapitalWealth-tech and platforms
Product Specialist Solutions - Associate
Colorado Springs, CO +1$70K–$85K posted pay
Jul 1
Jun 30
Jun 26
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Covers: Compliance, risk and legal · US roles
iCapitalWealth-tech and platforms
Product Specialist Solutions - Associate
Salt Lake City, UT +1$70K–$85K posted pay
Jun 23
Trustage Investment ManagementAsset manager
Counsel, Commercial Transactions (Hybrid)
Madison, WI · Hybrid$112K–$168K posted pay
Jun 21
iCapitalWealth-tech and platforms
Structured Investments Attorney - Assistant Vice President / Vice President
Greenwich, CT +1$180K–$220K posted pay
Jun 17
iCapitalWealth-tech and platforms
Structured Investments Attorney - Assistant Vice President / Vice President
New York, NY +1$180K–$220K posted pay
Jun 17
Jun 8
Jun 2
Jun 2
Primerica AdvisorsBroker-dealer
Securities Compliance Officer - AML & Elderly/Vulnerable Specialist
Hybrid$90K–$95K posted pay
Jun 1
Proshare AdvisorsAsset manager
Senior Corporate Counsel
New York, NY +1 · Hybrid$250K–$300K posted pay
May 29
iCapitalWealth-tech and platforms
Attorney, LATAM Funds and Distribution - Vice President
New York, NY$180K–$220K posted pay
May 28
May 22
May 11
iCapitalWealth-tech and platforms
Fund Attorney - Assistant Vice President / Vice President
Greenwich, CT +2$160K–$220K posted pay
May 6
iCapitalWealth-tech and platforms
Fund Attorney - Assistant Vice President / Vice President
New York, NY +2$160K–$220K posted pay
May 6
AQR Capital ManagementHedge fund
Global Regulatory Reporting & Compliance Associate / VP
Greenwich, CT$140K–$160K posted pay
May 1
Apr 23
Mercer Global AdvisorsRIA
Legal Assistant (Estate Planning Service Specialist) - (Pacific Time Zone)
Remote$29–$34/hr posted pay
Apr 22
Grantham Mayo van OtterlooAsset manager
Senior Legal Counsel - Advisory and Intermediary Lead
Boston, MA · Hybrid$170K–$215K posted pay
Apr 15
Cim Capital Sa ManagementRIA
Director, Business Operations (Risk Management)
Los Angeles, CA$160K–$180K posted pay
Apr 9
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Covers: Compliance, risk and legal · US roles
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