ria
Parallel Advisors
SAN FRANCISCO, CA
CRD: 140800
In PWD coverage since August 14, 2026 · 5 stories
$10.3BRegulatory AUMSEC Form ADV · Sep 26
137EmployeesForm ADV
-2Talent net · 12 months0 in · 2 out
Regulatory AUM · Aug 16 – Sep 26
Observed recruiting events · 12 monthsOn the wire →
Net -2 · 0 incoming events · 2 outgoing events
Arrivals
None tracked.
Departures
Kyle Caouette
Aug 15 · to Integrated Partners
John de Carvalho
Aug 15 · to Integrated Partners
PWD coverage
Features
Independents are now raiding each other
A single day of Commonwealth defections shows liftouts have moved from wirehouse exits to rival independent platforms.