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Fidelity

In PWD coverage since September 29, 2026 · 16+ stories

4Deals on our tracker

Deal recordFull tracker →

Sep 29, 26Fund launch · $451 — coverage

Sep 29, 26Fund launch · $451 — coverage

Sep 22, 26Deal announcedSavvy Wealth — coverage

Sep 22, 26Deal announcedSavvy Advisors — coverage

PWD coverage

advisor_note

Pontera pitches AI trust layer after OpenAI agents probe SEC sites

The 401(k) software firm's credential-sharing dispute with Fidelity is unresolved as Schwab prepares its own agent.

M&A · Oct 2Concurrent buys $5.4B Spire and sets a $3B-to-$10B platform target

The Close · Oct 2SEC proposes letting RIAs self-custody crypto when no permitted custodian is available

practice · Oct 2SEC proposes custody relief for RIAs with discretionary trading authority

the_wrap · Oct 2AlpInvest registers ninth onshore secondaries fund as three continuation vehicles close unpriced

practice · Oct 2SEC proposes custody amendments, acknowledging adviser self-custody for crypto

advisor_note · Oct 2Concurrent-Spire deal keeps 30 advisor brands, adds equity after a year

exit · Oct 2Fidelity tells sub-$100 million RIAs to grow or move by June 2027

move · Oct 1Fidelity tells sub-$100 million RIAs to leave, with no fee option to stay

The Close · Oct 1Fidelity extends its $100 million minimum to existing RIA custody clients

M&A · Oct 1Nuveen closes Schroders deal without disclosing price or cost savings; 12-to-18-month separation planned

RIA · Sep 30Pontera reframes itself as AI-agent gatekeeper as Schwab readies Charley agents

practice · Sep 30Pontera pitches an AI trust layer as Schwab prepares its Charley agent

etps · Sep 30HANetf ETCs and HSBC's RedCoin list zero assets as Franklin, Goldman seek crypto cash

the_wrap · Sep 30Ibex closes $87m secondaries fund as three continuation vehicles close unpriced

RIA · Sep 29XYPN partners with Jump to offer members discounted AI practice tools