Managing Compliance Across the US, UK and Europe | TowerBrook Capital Partners
Wealth professionals who work with or allocate to private fund managers may find it useful for understanding the compliance coordination issues such firms face across jurisdictions. It is a compliance-operations discussion rather than an investment outlook.
Summary
By the running an ria deskThis video features Haris Vrahliotis of TowerBrook Capital Partners discussing how private fund managers handle compliance across the US, UK and Europe. The conversation covers operating across different regulatory jurisdictions and coordinating compliance efforts within a global investment firm.
- The discussion is with a principal, compliance director and counsel at TowerBrook Capital Partners.
- It was recorded at the Private Fund Compliance Operations Forum.
- The conversation addresses managing compliance across the US, UK and Europe.
- It covers coordinating compliance within a global investment firm.
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