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Private Wealth Daily
Running an RIA · Video

AI in Private Funds: Managing Legal and Compliance Risks | Star Mountain Capital

It addresses the oversight and compliance questions that arise when a private fund manager puts AI into live workflows, framed from the perspective of an in-house general counsel and compliance officer.

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Summary

By the running an ria desk

A conversation between Austin Ericson, general counsel and chief compliance officer at Star Mountain Capital, and Private Funds CFO reporter Jennifer Banzacas about how the firm is incorporating AI into its workflows. The discussion covers the legal, regulatory and compliance risks that private fund managers face as AI becomes more embedded in day-to-day operations, and the balance between adopting new technology and maintaining appropriate oversight.

  1. Star Mountain Capital's general counsel and chief compliance officer described how the firm is incorporating AI into its workflows.
  2. The conversation focused on potential legal, regulatory and compliance risks tied to AI adoption at private fund managers.
  3. It explored the balance between adopting new technology and maintaining appropriate oversight.

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Videos and podcasts are embedded from their publishers. Selections and summaries are editorial and are not investment advice.

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