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The people and firms behind the headlines. Follow their coverage, explore their profiles, and see what brought them into the news.
Search the network’s Firm & Fund Lookup- Frost Investment Services
Recorded 64 tracked events, appearing lower in the 30-day firm rankings.
Advisor moves outpace breakaways 59 to 1 in 30-day tracking - Kestra Private Wealth Services
Recorded 77 tracked events, fourth among the listed firms in the window.
Advisor moves outpace breakaways 59 to 1 in 30-day tracking - LPL Financial
Recorded 73 tracked events, fifth among the listed firms in the window.
Advisor moves outpace breakaways 59 to 1 in 30-day tracking - MissionSquare Wealth Management
Recorded 61 tracked events, listed lower among the 30-day firm rankings.
Advisor moves outpace breakaways 59 to 1 in 30-day tracking - OpenArc Corporate Advisory
Recorded the most tracked events, 98, among firms in the 30-day window.
Advisor moves outpace breakaways 59 to 1 in 30-day tracking - RFG Advisory
Recorded 85 tracked events, third-highest among the named firms.
Advisor moves outpace breakaways 59 to 1 in 30-day tracking - The Retirement Planning Group
Recorded 69 tracked events, listed lower in the 30-day firm rankings.
Advisor moves outpace breakaways 59 to 1 in 30-day tracking - UBS
Ranked second with 95 tracked events in the same 30-day window.
Advisor moves outpace breakaways 59 to 1 in 30-day tracking - BakerAvenue Wealth Management
Received a minority investment from Constellation Wealth Capital.
Constellation Wealth Capital takes minority stake in BakerAvenue, a $6.3B RIA - Constellation Wealth Capital
Took a minority stake in BakerAvenue Wealth Management.
Constellation Wealth Capital takes minority stake in BakerAvenue, a $6.3B RIA - BlackRock
Research shows 35% of women with $2M+ assets have no advisor; 45% at $10M+.
Bluespring folds Family Wealth Counseling into KDI Wealth Management, lifting combined assets past $1 billion - Bluespring Wealth Partners
Acquired Family Wealth Counseling to take combined practice just over $1B.
Bluespring folds Family Wealth Counseling into KDI Wealth Management, lifting combined assets past $1 billion - Family Wealth Counseling
Acquired by Bluespring and folded into KDI Wealth Management partner firm.
Bluespring folds Family Wealth Counseling into KDI Wealth Management, lifting combined assets past $1 billion - KDI Wealth Management
Existing Bluespring partner firm absorbs Family Wealth Counseling, reaching $1B.
Bluespring folds Family Wealth Counseling into KDI Wealth Management, lifting combined assets past $1 billion - FINRA
Barred advisor for refusing documents in client-funds inquiry
FINRA bars Houston advisor Robert Wayne Thompson over withheld documents in $2.3 million client suit - First Texas Alliance Corp.
name his firm, First Texas Alliance Corp., alongside the broker-dealer
FINRA bars Houston advisor Robert Wayne Thompson over withheld documents in $2.3 million client suit - O.N. Equity Sales Company
O.N. Equity Sales Company fired Thompson in October 2025, citing the client's lawsuit
FINRA bars Houston advisor Robert Wayne Thompson over withheld documents in $2.3 million client suit - O.N. Management
O.N. Equity Sales Company, O.N. Management, and Thompson's wife, daughter, and son-in-law
FINRA bars Houston advisor Robert Wayne Thompson over withheld documents in $2.3 million client suit - PrimeMed
Named defendant; Thompson's startup filed Chapter 13 bankruptcy
FINRA bars Houston advisor Robert Wayne Thompson over withheld documents in $2.3 million client suit
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