3 days ago
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
16 open roles at 8 firms · updated 53 min ago
Filter roles · 2 on
Showing US roles. See 1 international role
Empower Advisory GroupBroker-dealer
Associate General Counsel - Personal Wealth Products
Kansas · Remote$167K–$242K posted pay
4 days ago
Mercer Global AdvisorsRIA
Manager, Legal Assistant (Estate Planning Service) - West Coast
Remote$70K–$85K posted pay
5 days ago
Voleon Capital ManagementAsset manager
Associate Corporate Counsel
Berkeley, CA · Remote$175K–$200K posted pay
Oct 19
Wealth Enhancement Advisory ServicesRIA
Counsel I Vendor Contracts & Leasing
Plymouth, MN · Remote$110K–$130K posted pay
Oct 14
Oct 13
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Covers: Compliance, risk and legal · Remote · US roles
Trustage Investment ManagementAsset manager
Lending Compliance Counsel (Remote)
Remote$100K–$150K posted pay
Oct 8
Voleon Capital ManagementAsset manager
Senior Associate - Audit, Compliance and Operational Risk
Berkeley, CA +1 · Remote$130K–$150K posted pay
Oct 5
Sep 29
Voleon Capital ManagementAsset manager
Compliance Associate
Berkeley, CA · Remote$100K–$105K posted pay
Sep 25
Sep 5
Aug 26
Mercer Global AdvisorsRIA
Senior Attorney (Sr Estate Planning Strategist) - West Coast, Atlanta, New York
Atlanta, GA +4 · Remote$130K–$150K posted pay
Aug 19
Mercer Global AdvisorsRIA
Attorney (Estate Planning Strategist) - West Coast, Atlanta, New York
Atlanta, GA +4 · Remote$90K–$130K posted pay
Aug 18
Jun 8
Mercer Global AdvisorsRIA
Legal Assistant (Estate Planning Service Specialist) - (Pacific Time Zone)
Remote$29–$34/hr posted pay
Apr 22
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Covers: Compliance, risk and legal · Remote · US roles
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