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Private Wealth Daily
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Compliance, risk and legal jobs in wealth management

Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.

25 open roles at 14 firms · updated 13 min ago

Filter roles · 3 on
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34 roles match

Hartford FundsAsset manager

Sr Staff Attorney

Hunt Valley$132K–$199K posted pay

  • Compliance, risk and legal
  • Senior
  • JD
Yesterday

Guggenheim Partners Investment ManagementAsset manager

Attorney - Restructuring

New York, NY$135K–$145K posted pay

  • Compliance, risk and legal
  • Mid
  • JD (required)
Yesterday
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Covers: Compliance, risk and legal · Pay posted · US roles

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Stancorp Investment AdvisersRIA

Sr. Compliance Analyst - IDI

Center Bldg$76K–$112K posted pay

  • Compliance, risk and legal
  • Senior
4 days ago

Avanath Capital ManagementRIA

Compliance Auditor

Portland, OR +1$29.20–$31.20/hr posted pay

  • Compliance, risk and legal
  • Mid
4 days ago

Avanath Capital ManagementRIA

Compliance Auditor

San Francisco, CA +1$27.58–$29.58/hr posted pay

  • Compliance, risk and legal
  • Mid
4 days ago

Hartford FundsAsset manager

Senior Staff Attorney

NYCity-One Penn Plaza$132K–$199K posted pay

  • Compliance, risk and legal
  • Senior
  • JD (required)
5 days ago

Hartford FundsAsset manager

Sr Staff Attorney

NYCity-One Penn Plaza$132K–$199K posted pay

  • Compliance, risk and legal
  • Senior
  • JD
5 days ago

Umb Private Wealth ManagementRIA

Acctg/Compliance Offcr-ABL

Texas$68K–$100K posted pay

  • Compliance, risk and legal
  • Mid
5 days ago
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Covers: Compliance, risk and legal · Pay posted · US roles

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