iCapitalWealth-tech and platforms
ETF and 1940 Act Registered Funds Compliance Officer - Vice President
Greenwich, CT +1$150K–$180K posted pay
5 days ago
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
191 open roles at 76 firms · updated 39 min ago
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- Compliance, risk and legal
iCapitalWealth-tech and platforms
ETF and 1940 Act Registered Funds Compliance Officer - Vice President
New York, NY$150K–$180K posted pay
5 days ago
iCapitalWealth-tech and platforms
Regulatory and Compliance, AML - Assistant Vice President
Salt Lake City, UT$85K–$110K posted pay
5 days ago
Bridge Net Lease Fund ManagerReal estate investment manager
Tax Counsel, Real Estate
Salt Lake City, UT
6 days ago
6 days ago
Oct 19
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Covers: Compliance, risk and legal · US roles
Voleon Capital ManagementAsset manager
Associate Corporate Counsel
Berkeley, CA · Remote$175K–$200K posted pay
Oct 19
Oct 18
Cim Capital Sa ManagementRIA
1st Vice President, Compliance (OFS)
Chicago, IL · Hybrid$200K–$270K posted pay
Oct 16
iCapitalWealth-tech and platforms
Regulatory and Compliance, Corporate AML Oversight - Vice President
New York, NY$155K–$180K posted pay
Oct 16
Texas Capital Bank Private Wealth AdvisorsBank and trust
Legal Specialist - Complex Business Structures
Texas Capital Center
Oct 15
Oct 15
Wealth Enhancement Advisory ServicesRIA
Counsel I Vendor Contracts & Leasing
Plymouth, MN · Remote$110K–$130K posted pay
Oct 14
Wilmington Trust Investment AdvisorsRIA
Assistant General Counsel - Special Assets/Workout (Hybrid - see potential locations in job description)
Buffalo, NY · Hybrid$140K–$233K posted pay
Oct 14
MFS Institutional AdvisorsRIA
Enterprise Risk Business Partner
Boston, MA · Hybrid$110K–$159K posted pay
Oct 14
Oct 13
Oct 13
T. Rowe PriceAsset manager
Sr. Manager, Legal & Regulatory Services
Owings Mills, MD · Hybrid$125K–$213K posted pay
Oct 12
Oct 12
Oct 12
Oct 11
Fairfield Realty AdvisorsReal estate investment manager
Construction & Development Counsel
San Diego, CA · Hybrid$190K–$220K posted pay
Oct 11
Fairfield Realty AdvisorsReal estate investment manager
Associate General Counsel - Litigation
San Diego, CA · Hybrid$250K–$280K posted pay
Oct 11
Oct 11
SEI Investments ManagementTAMP and OCIO
Senior Attorney, Asset Management Attorney
Location not stated
Oct 11
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Covers: Compliance, risk and legal · US roles
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