Oct 19
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
149 open roles at 56 firms · updated 13 min ago
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Showing US roles. See 1 international role
- Compliance, risk and legal
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Voleon Capital ManagementAsset manager
Associate Corporate Counsel
Berkeley, CA · Remote$175K–$200K posted pay
Oct 19
Oct 18
Cim Capital Sa ManagementRIA
1st Vice President, Compliance (OFS)
Chicago, IL · Hybrid$200K–$270K posted pay
Oct 16
iCapitalWealth-tech and platforms
Regulatory and Compliance, Corporate AML Oversight - Vice President
New York, NY$155K–$180K posted pay
Oct 16
Oct 15
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Covers: Compliance, risk and legal · Pay posted · US roles
Wealth Enhancement Advisory ServicesRIA
Counsel I Vendor Contracts & Leasing
Plymouth, MN · Remote$110K–$130K posted pay
Oct 14
Wilmington Trust Investment AdvisorsRIA
Assistant General Counsel - Special Assets/Workout (Hybrid - see potential locations in job description)
Buffalo, NY · Hybrid$140K–$233K posted pay
Oct 14
MFS Institutional AdvisorsRIA
Enterprise Risk Business Partner
Boston, MA · Hybrid$110K–$159K posted pay
Oct 14
Oct 13
T. Rowe PriceAsset manager
Sr. Manager, Legal & Regulatory Services
Owings Mills, MD · Hybrid$125K–$213K posted pay
Oct 12
Oct 12
Oct 12
Fairfield Realty AdvisorsReal estate investment manager
Construction & Development Counsel
San Diego, CA · Hybrid$190K–$220K posted pay
Oct 11
Fairfield Realty AdvisorsReal estate investment manager
Associate General Counsel - Litigation
San Diego, CA · Hybrid$250K–$280K posted pay
Oct 11
Capital Research and Management CompanyAsset manager
Portfolio Implementation Compliance Analyst
Los Angeles, CA · Hybrid$99K–$159K posted pay
Oct 11
Trustage Investment ManagementAsset manager
Lending Compliance Counsel (Remote)
Remote$100K–$150K posted pay
Oct 8
Oct 8
Oct 8
Arrowstreet Capital, Limited PartnershipAsset manager
Portfolio Compliance
Boston, MA$90K–$275K posted pay
Oct 7
BrookfieldAlternative asset manager
Risk Management and Claims Analyst
Brookfield Chicago$70K–$80K/wk posted pay
Oct 7
T. Rowe PriceAsset manager
Senior Manager, Investment Compliance
Baltimore, MD · Hybrid$110K–$188K posted pay
Oct 7
Point72 Asset ManagementHedge fund
Surveillance Associate, Japanese Language Position
Stamford, CT$160K–$190K posted pay
Oct 7
T. Rowe PriceAsset manager
Sr. Manager, Global Financial Crimes Compliance
Owings Mills, MD · Hybrid$110K–$188K posted pay
Oct 6
T. Rowe PriceAsset manager
Legal Counsel Retail Advisory Services
Owings Mills, MD · Hybrid$145K–$247K posted pay
Oct 6
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Covers: Compliance, risk and legal · Pay posted · US roles
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