Trustage Investment ManagementAsset manager
Lending Compliance Counsel (Remote)
Remote$100K–$150K posted pay
Oct 8
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
199 open roles at 81 firms · updated 7 min ago
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Showing US roles. See 53 international roles
- Compliance, risk and legal
Oct 8
Oct 8
Oct 8
Arrowstreet Capital, Limited PartnershipAsset manager
Portfolio Compliance
Boston, MA$90K–$275K posted pay
Oct 7
BrookfieldAlternative asset manager
Risk Management and Claims Analyst
Brookfield Chicago$70K–$80K/wk posted pay
Oct 7
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Covers: Compliance, risk and legal · US roles
T. Rowe PriceAsset manager
Senior Manager, Investment Compliance
Baltimore, MD · Hybrid$110K–$188K posted pay
Oct 7
Point72 Asset ManagementHedge fund
Surveillance Associate, Japanese Language Position
Stamford, CT$160K–$190K posted pay
Oct 7
Oct 7
Bridge Net Lease Fund ManagerReal estate investment manager
Legal Operations Coordinator
Salt Lake City, UT
Oct 6
T. Rowe PriceAsset manager
Sr. Manager, Global Financial Crimes Compliance
Owings Mills, MD · Hybrid$110K–$188K posted pay
Oct 6
T. Rowe PriceAsset manager
Legal Counsel Retail Advisory Services
Owings Mills, MD · Hybrid$145K–$247K posted pay
Oct 6
EP Wealth AdvisorsRIA
Compliance Analyst - Torrance, West LA, San Francisco, Walnut Creek, Phoenix, Philadelphia, Boston (Hybrid)
Torrance, CA +7 · Hybrid$78K–$105K posted pay
Oct 6
Oct 6
Oct 5
Oct 5
Voleon Capital ManagementAsset manager
Senior Associate - Audit, Compliance and Operational Risk
Berkeley, CA +1 · Remote$130K–$150K posted pay
Oct 5
Oct 4
T. Rowe PriceAsset manager
Managing Legal Counsel - Litigation
Owings Mills, MD · Hybrid$174K–$297K posted pay
Oct 4
BrookfieldAlternative asset manager
Paralegal / Legal Analyst
Brookfield Place New York$120K–$150K posted pay
Oct 4
Oct 1
Trustage Investment ManagementAsset manager
Consultant I, Regulatory Privacy Compliance (Hybrid)
Madison, WI · Hybrid$91K–$137K posted pay
Oct 1
Trustage Investment ManagementAsset manager
Consultant III, Privacy Program Compliance (Hybrid)
Madison, WI · Hybrid$115K–$172K posted pay
Oct 1
SEI Investments ManagementTAMP and OCIO
Senior Director, Technology Compliance & Regulatory Engagement
Location not stated
Oct 1
Oct 1
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Covers: Compliance, risk and legal · US roles
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