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Tuesday, October 27, 2026 · Today’s edition, 6:30 a.m. ETTue, Oct 27 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in

Compliance, risk and legal jobs in wealth management

Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.

163 open roles at 64 firms · updated just now

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Showing US roles. See 1 international role

Wilmington Trust Investment AdvisorsRIA

Business Risk Analyst II

Wilmington, DE$68K–$114K posted pay

  • Compliance, risk and legal
  • Associate
Oct 5

Wilmington Trust Investment AdvisorsRIA

Business Risk Advisor II

Wilmington, DE$118K–$197K posted pay

  • Compliance, risk and legal
  • Mid
Oct 5
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Covers: Compliance, risk and legal · Pay posted · US roles

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BrookfieldAlternative asset manager

Paralegal / Legal Analyst

Brookfield Place New York$120K–$150K posted pay

  • Compliance, risk and legal
  • Associate
Oct 4

MFS Institutional AdvisorsRIA

Enterprise Risk Officer

Boston, MA · Hybrid$133K–$199K posted pay

  • Compliance, risk and legal
  • Mid
Oct 1

Next Legacy ManagementAlternative asset manager

Senior Counsel, Employment

Location not stated$175K–$241K posted pay

  • Compliance, risk and legal
  • Senior
  • JD
Sep 30

Hartford FundsAsset manager

Associate Staff Attorney

Chicago, IL · Remote$85K–$127K posted pay

  • Compliance, risk and legal
  • Associate
  • JD
Sep 29

Voleon Capital ManagementAsset manager

Compliance Associate

Berkeley, CA · Remote$100K–$105K posted pay

  • Compliance, risk and legal
  • Associate
Sep 25

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