Oct 5
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
146 open roles at 53 firms · updated 54 min ago
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Showing US roles. See 1 international role
- Compliance, risk and legal
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Oct 5
Voleon Capital ManagementAsset manager
Senior Associate - Audit, Compliance and Operational Risk
Berkeley, CA +1 · Remote$130K–$150K posted pay
Oct 5
T. Rowe PriceAsset manager
Managing Legal Counsel - Litigation
Owings Mills, MD · Hybrid$174K–$297K posted pay
Oct 4
BrookfieldAlternative asset manager
Paralegal / Legal Analyst
Brookfield Place New York$120K–$150K posted pay
Oct 4
Oct 1
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Covers: Compliance, risk and legal · Pay posted · US roles
Trustage Investment ManagementAsset manager
Consultant I, Regulatory Privacy Compliance (Hybrid)
Madison, WI · Hybrid$91K–$137K posted pay
Oct 1
Trustage Investment ManagementAsset manager
Consultant III, Privacy Program Compliance (Hybrid)
Madison, WI · Hybrid$115K–$172K posted pay
Oct 1
Sep 30
Sep 29
Sep 29
AQR Capital ManagementHedge fund
Legal and Compliance Infrastructure Data, Associate/Vice President
Greenwich, CT$125K–$150K posted pay
Sep 29
Eight Partners VCAsset manager
Senior Associate, Quality Assurance - Sterile Operations (Nights)
Location not stated$70K–$115K posted pay
Sep 28
AQR Capital ManagementHedge fund
Registered Funds Compliance, Associate / Vice President
Greenwich, CT$150K–$175K posted pay
Sep 28
Voleon Capital ManagementAsset manager
Compliance Associate
Berkeley, CA · Remote$100K–$105K posted pay
Sep 25
Weiss Asset ManagementAsset manager
Compliance Analyst, Trading Systems
Boston, MA$85K–$125K posted pay
Sep 25
Wilmington Trust Investment AdvisorsRIA
Risk and Controls Testing Specialist
Wilmington, DE$68K–$114K posted pay
Sep 24
Wilmington Trust Investment AdvisorsRIA
Senior Associate - Risk and Controls Testing
Wilmington, DE$82K–$137K posted pay
Sep 24
KKRAlternative asset manager
Investment Guideline Compliance - Senior Analyst
Boston, MA$80K–$100K posted pay
Sep 24
Point72 Asset ManagementHedge fund
Technology Risk Management Specialist
New York, CT$175K–$275K posted pay
Sep 23
Schonfeld Strategic AdvisorsHedge fund
Regulatory Reporting Associate
New York, NY$120K–$200K posted pay
Sep 23
Antares Capital AdvisersPrivate credit
Senior Vice President, Legal Entity Accounting
New York, NY$175K–$225K posted pay
Sep 21
AQR Capital ManagementHedge fund
Associate, Compliance Marketing Review
Greenwich, CT$130K–$150K posted pay
Sep 21
iCapitalWealth-tech and platforms
Regulatory and Compliance, AML - Assistant Vice President
New York, NY$110K–$145K posted pay
Sep 18
Trustage Investment ManagementAsset manager
Consultant I, Compliance (Hybrid)
Madison, WI · Hybrid$83K–$125K posted pay
Sep 17
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Covers: Compliance, risk and legal · Pay posted · US roles
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