Skip to content
Tuesday, October 27, 2026 · Today’s edition, 6:30 a.m. ETTue, Oct 27 · 6:30 a.m. editionSign inMy Desk 0EditionsSign in
Private Wealth Daily
FUNDS · LAST CLOSEIVV763.25 −0.54%SPY759.97 −0.52%VOO522.67 −0.95%QQQ704.40 −0.01%VTI281.03 −0.75%IEFA95.68 −0.49%VEA50.10 −5.13%VUG382.92 −0.26%GLD366.61 −0.65%IWF125.62 +0.18%

Compliance, risk and legal jobs in wealth management

Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.

230 open roles at 96 firms · updated 17 min ago

Filter roles · 1 on
Role
6 more
Specific role
Firm type
3 more
Seniority
1 more
Location
PayPosted by the firm, never estimated
Firm assetsRegulatory assets from Form ADV
Firm sizeEmployees, from Form ADV
Licenses and designationsRoles that ask for them
2 more
Posted
Clear all

230 roles match

Showing US roles. See 63 international roles

  • Compliance, risk and legal

Interplay Family OfficeFamily office

Associate, Bowery Legal

New York, NY · Remote$135K–$150K posted pay

  • Compliance, risk and legal
  • Associate
  • JD
Feb 3
Job alert

Get new roles like these by email

Covers: Compliance, risk and legal · US roles

At most one email a day, only when there is something new. Its own unsubscribe link stops it; nothing else you get changes.

How often

Any address you like. We send only these alerts there.

Private Wealth DailyThe morning edition

The private wealth industry in four minutes, every morning at 6:30 a.m. ET. Free.

Free. Every morning. Unsubscribe from any edition in one click.