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Compliance, risk and legal jobs in wealth management

Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.

167 open roles at 66 firms · updated 14 min ago

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Firm assetsRegulatory assets from Form ADV
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Showing US roles. See 1 international role

Schonfeld Strategic AdvisorsHedge fund

Regulatory Reporting Associate

New York, NY$120K–$200K posted pay

  • Compliance, risk and legal
  • Associate
  • CFA
  • CPA
Sep 23

AQR Capital ManagementHedge fund

Associate, Compliance Marketing Review

Greenwich, CT$130K–$150K posted pay

  • Compliance, risk and legal
  • Associate
  • Series 7 (required)
  • Series 24 (required)
Sep 21
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Covers: Compliance, risk and legal · Pay posted · US roles

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First National AdvisersAsset manager

Sr. Compliance Auditor

Omaha, NE$82K–$135K posted pay

  • Compliance, risk and legal
  • Senior
Sep 15

Next Legacy ManagementAlternative asset manager

Lead Compliance Manager

Location not stated$163K–$225K posted pay

  • Compliance, risk and legal
  • Lead or principal
Sep 11

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