Sep 7
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
39 open roles at 20 firms · updated 17 min ago
Filter roles · 2 on
Showing US roles. See 11 international roles
Aug 30
Aug 20
Aug 14
Jul 21
Oha Private Credit Advisors IIPrivate credit
Compliance Analyst
New York, NY +1 · Hybrid$90K–$110K posted pay
Jul 9
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Covers: Compliance, risk and legal · Hybrid · US roles
Trustage Investment ManagementAsset manager
Counsel, Commercial Transactions (Hybrid)
Madison, WI · Hybrid$112K–$168K posted pay
Jun 21
Jun 2
Primerica AdvisorsBroker-dealer
Securities Compliance Officer - AML & Elderly/Vulnerable Specialist
Hybrid$90K–$95K posted pay
Jun 1
Proshare AdvisorsAsset manager
Senior Corporate Counsel
New York, NY +1 · Hybrid$250K–$300K posted pay
May 29
Grantham Mayo van OtterlooAsset manager
Senior Legal Counsel - Advisory and Intermediary Lead
Boston, MA · Hybrid$170K–$215K posted pay
Apr 15
Iconiq CapitalFamily office
Senior Associate, Legal Counsel
San Francisco, CA · Hybrid$180K–$210K posted pay
Feb 13
Proshare AdvisorsAsset manager
Senior Regulatory Counsel (Securities)
Bethesda, MD · Hybrid$230K–$300K posted pay
Feb 9
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Covers: Compliance, risk and legal · Hybrid · US roles
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