Sep 16
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
228 open roles at 94 firms · updated 9 min ago
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Showing US roles. See 63 international roles
- Compliance, risk and legal
Sep 16
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Covers: Compliance, risk and legal · US roles
iCapitalWealth-tech and platforms
Regulatory and Compliance, Subscription Document Review - Associate
New York, NY$90K–$115K posted pay
Sep 15
Sep 14
BaringsAlternative asset manager
Senior Associate\Associate Director, Trading Practices Compliance
Location not stated
Sep 13
iCapitalWealth-tech and platforms
Regulatory and Compliance, ERISA - Senior Vice President
Salt Lake City, UT +2$150K–$200K posted pay
Sep 11
iCapitalWealth-tech and platforms
Regulatory and Compliance, ERISA - Senior Vice President
Greenwich, CT +2$190K–$230K posted pay
Sep 11
iCapitalWealth-tech and platforms
Regulatory and Compliance, ERISA - Senior Vice President
New York, NY +2$190K–$230K posted pay
Sep 11
Aquarian Holdings Investment ManagementAsset manager
Senior Corporate & Investment Management Paralegal
New York, NY$120K–$150K posted pay
Sep 11
Next Legacy ManagementAlternative asset manager
Lead Compliance Manager
Location not stated$163K–$225K posted pay
Sep 11
Sep 11
Sep 11
Trustage Investment ManagementAsset manager
Senior Counsel, Transactions (Hybrid)
Madison, WI · Hybrid$136K–$203K posted pay
Sep 10
Cim Capital Sa ManagementRIA
Associate Vice President, Compliance
Los Angeles, CA$140K–$180K posted pay
Sep 10
Portfolio AdvisorsPrivate markets, secondaries and fund of funds
Compliance Associate, Marketing & Distribution
Philadelphia, PA
Sep 10
Sep 10
Quiet Capital ManagementAlternative asset manager
Trust and Safety Policy, Ads Policy, Lead (Europe)
The Netherlands · Remote
Sep 10
Primerica AdvisorsBroker-dealer
Compliance Officer or Attorney, Securities (Financial Services Industry)
Hybrid
Sep 9
Schonfeld Strategic AdvisorsHedge fund
Associate Counsel, PM Legal and Fund Formation
New York, NY$200K–$250K posted pay
Sep 8
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Covers: Compliance, risk and legal · US roles
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