Aug 30
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
169 open roles at 68 firms · updated 2 min ago
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Showing US roles. See 1 international role
- Compliance, risk and legal
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Aug 30
Aug 28
Aug 27
Aug 26
iCapitalWealth-tech and platforms
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President
New York, NY +2$155K–$185K posted pay
Aug 25
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Covers: Compliance, risk and legal · Pay posted · US roles
iCapitalWealth-tech and platforms
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President
Greenwich, CT +2$155K–$185K posted pay
Aug 25
iCapitalWealth-tech and platforms
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President
Salt Lake City, UT +2$125K–$155K posted pay
Aug 25
Quiet Capital ManagementAlternative asset manager
Director, Intellectual Property
San Francisco, CA$266K–$418K posted pay
Aug 21
Portfolio AdvisorsPrivate markets, secondaries and fund of funds
Senior Compliance Associate
Darien, CT +1$110K–$165K posted pay
Aug 20
iCapitalWealth-tech and platforms
Regulatory and Compliance - Associate
Salt Lake City, UT$70K–$85K posted pay
Aug 20
iCapitalWealth-tech and platforms
Regulatory and Compliance - Associate
New York, NY +1$70K–$95K posted pay
Aug 19
Mercer Global AdvisorsRIA
Senior Attorney (Sr Estate Planning Strategist) - West Coast, Atlanta, New York
Atlanta, GA +4 · Remote$130K–$150K posted pay
Aug 19
Garda Capital PartnersHedge fund
Deputy Chief Compliance Officer (DCCO)
New York, NY +1$200K–$225K posted pay
Aug 18
Aug 18
Mercer Global AdvisorsRIA
Attorney (Estate Planning Strategist) - West Coast, Atlanta, New York
Atlanta, GA +4 · Remote$90K–$130K posted pay
Aug 18
Quiet Capital ManagementAlternative asset manager
Senior Litigation Paralegal
San Francisco, CA · Remote$144K–$235K posted pay
Aug 17
Aug 14
Next Legacy ManagementAlternative asset manager
Lead, Safety and Compliance Strategy (Remote USA)
Remote$135K–$170K posted pay
Aug 13
KKRAlternative asset manager
Structured Finance Surveillance Associate
Boston, MA$90K–$130K posted pay
Aug 11
Hackman Capital PartnersPrivate equity
Associate Counsel- Real Estate and Corporate
Culver City, CA$160K–$190K posted pay
Aug 9
Hackman Capital PartnersPrivate equity
Senior Counsel - Real Estate and Corporate
Culver City, CA$220K–$260K posted pay
Aug 9
Alphasimplex GroupAsset manager
Chief Compliance Officer - Keystone National Group
Salt Lake City, UT$200K–$250K posted pay
Aug 9
iCapitalWealth-tech and platforms
Regulatory and Compliance - Associate
Greenwich, CT +1$70K–$95K posted pay
Aug 5
Pagaya Investments USRIA
Director, Business Operations and COS to CCO
New York, NY$190K–$240K posted pay
Jul 30
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Covers: Compliance, risk and legal · Pay posted · US roles
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