Aug 13
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
230 open roles at 96 firms · updated 59 min ago
Filter roles · 1 on
Showing US roles. See 63 international roles
- Compliance, risk and legal
KKRAlternative asset manager
Structured Finance Surveillance Associate
Boston, MA$90K–$130K posted pay
Aug 11
Hackman Capital PartnersPrivate equity
Associate Counsel- Real Estate and Corporate
Culver City, CA$160K–$190K posted pay
Aug 9
Hackman Capital PartnersPrivate equity
Senior Counsel - Real Estate and Corporate
Culver City, CA$220K–$260K posted pay
Aug 9
Alphasimplex GroupAsset manager
Chief Compliance Officer - Keystone National Group
Salt Lake City, UT$200K–$250K posted pay
Aug 9
Aug 6
Job alert
Get roles like these by email
Covers: Compliance, risk and legal · US roles
Aug 5
iCapitalWealth-tech and platforms
Regulatory and Compliance - Associate
Greenwich, CT +1$70K–$95K posted pay
Aug 5
Aug 3
Pagaya Investments USRIA
Director, Business Operations and COS to CCO
New York, NY$190K–$240K posted pay
Jul 30
Jul 29
PantheonPrivate equity
Legal Structuring - Infrastructure Investments
New York, NY$200K–$225K posted pay
Jul 29
Antares Capital AdvisersPrivate credit
Vice President, Senior Compliance Manager - Regulatory Counsel
New York, NY$200K–$230K posted pay
Jul 28
Jul 21
Jul 21
Jul 10
Jul 9
Oha Private Credit Advisors IIPrivate credit
Compliance Analyst
New York, NY +1 · Hybrid$90K–$110K posted pay
Jul 9
Investment Management GroupAsset manager
STOCKMAN WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER
Bozeman, MT +5
Jul 7
Mercer Global AdvisorsRIA
Senior Estate Planning Attorney (San Diego, Orange County)
Newport Beach, CA +1$175K–$200K posted pay
Jul 6
iCapitalWealth-tech and platforms
Product Specialist Solutions - Associate
Colorado Springs, CO +1$70K–$85K posted pay
Jul 1
Jun 30
Jun 26
iCapitalWealth-tech and platforms
Product Specialist Solutions - Associate
Salt Lake City, UT +1$70K–$85K posted pay
Jun 23
Trustage Investment ManagementAsset manager
Counsel, Commercial Transactions (Hybrid)
Madison, WI · Hybrid$112K–$168K posted pay
Jun 21
Job alert
Get new roles like these by email
Covers: Compliance, risk and legal · US roles
At most one email a day, only when there is something new. Its own unsubscribe link stops it; nothing else you get changes.