Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
169 open roles at 68 firms · updated 49 min ago
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Showing US roles. See 1 international role
- Compliance, risk and legal
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PantheonPrivate equity
Legal Structuring - Infrastructure Investments
New York, NY$200K–$225K posted pay
Antares Capital AdvisersPrivate credit
Vice President, Senior Compliance Manager - Regulatory Counsel
New York, NY$200K–$230K posted pay
Oha Private Credit Advisors IIPrivate credit
Compliance Analyst
New York, NY +1 · Hybrid$90K–$110K posted pay
Mercer Global AdvisorsRIA
Senior Estate Planning Attorney (San Diego, Orange County)
Newport Beach, CA +1$175K–$200K posted pay
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Covers: Compliance, risk and legal · Pay posted · US roles
iCapitalWealth-tech and platforms
Product Specialist Solutions - Associate
Colorado Springs, CO +1$70K–$85K posted pay
iCapitalWealth-tech and platforms
Product Specialist Solutions - Associate
Salt Lake City, UT +1$70K–$85K posted pay
Trustage Investment ManagementAsset manager
Counsel, Commercial Transactions (Hybrid)
Madison, WI · Hybrid$112K–$168K posted pay
iCapitalWealth-tech and platforms
Structured Investments Attorney - Assistant Vice President / Vice President
Greenwich, CT +1$180K–$220K posted pay
iCapitalWealth-tech and platforms
Structured Investments Attorney - Assistant Vice President / Vice President
New York, NY +1$180K–$220K posted pay
Primerica AdvisorsBroker-dealer
Securities Compliance Officer - AML & Elderly/Vulnerable Specialist
Hybrid$90K–$95K posted pay
Proshare AdvisorsAsset manager
Senior Corporate Counsel
New York, NY +1 · Hybrid$250K–$300K posted pay
iCapitalWealth-tech and platforms
Attorney, LATAM Funds and Distribution - Vice President
New York, NY$180K–$220K posted pay
iCapitalWealth-tech and platforms
Fund Attorney - Assistant Vice President / Vice President
Greenwich, CT +2$160K–$220K posted pay
iCapitalWealth-tech and platforms
Fund Attorney - Assistant Vice President / Vice President
New York, NY +2$160K–$220K posted pay
AQR Capital ManagementHedge fund
Global Regulatory Reporting & Compliance Associate / VP
Greenwich, CT$140K–$160K posted pay
Mercer Global AdvisorsRIA
Legal Assistant (Estate Planning Service Specialist) - (Pacific Time Zone)
Remote$29–$34/hr posted pay
Grantham Mayo van OtterlooAsset manager
Senior Legal Counsel - Advisory and Intermediary Lead
Boston, MA · Hybrid$170K–$215K posted pay
Cim Capital Sa ManagementRIA
Director, Business Operations (Risk Management)
Los Angeles, CA$160K–$180K posted pay
iCapitalWealth-tech and platforms
Sales and Distribution Compliance - Senior Vice President
Salt Lake City, UT +2$150K–$175K posted pay
iCapitalWealth-tech and platforms
Sales and Distribution Compliance - Senior Vice President
Greenwich, CT +2$190K–$225K posted pay
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Covers: Compliance, risk and legal · Pay posted · US roles
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