iCapitalWealth-tech and platforms
Structured Investments Attorney - Assistant Vice President / Vice President
Greenwich, CT +1$180K–$220K posted pay
Jun 17
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
230 open roles at 96 firms · updated 2 hr ago
Filter roles · 1 on
Showing US roles. See 63 international roles
- Compliance, risk and legal
iCapitalWealth-tech and platforms
Structured Investments Attorney - Assistant Vice President / Vice President
New York, NY +1$180K–$220K posted pay
Jun 17
Jun 8
Jun 2
Jun 2
Primerica AdvisorsBroker-dealer
Securities Compliance Officer - AML & Elderly/Vulnerable Specialist
Hybrid$90K–$95K posted pay
Jun 1
Job alert
Get roles like these by email
Covers: Compliance, risk and legal · US roles
Proshare AdvisorsAsset manager
Senior Corporate Counsel
New York, NY +1 · Hybrid$250K–$300K posted pay
May 29
iCapitalWealth-tech and platforms
Attorney, LATAM Funds and Distribution - Vice President
New York, NY$180K–$220K posted pay
May 28
May 22
May 11
iCapitalWealth-tech and platforms
Fund Attorney - Assistant Vice President / Vice President
Greenwich, CT +2$160K–$220K posted pay
May 6
iCapitalWealth-tech and platforms
Fund Attorney - Assistant Vice President / Vice President
New York, NY +2$160K–$220K posted pay
May 6
AQR Capital ManagementHedge fund
Global Regulatory Reporting & Compliance Associate / VP
Greenwich, CT$140K–$160K posted pay
May 1
Apr 23
Mercer Global AdvisorsRIA
Legal Assistant (Estate Planning Service Specialist) - (Pacific Time Zone)
Remote$29–$34/hr posted pay
Apr 22
Grantham Mayo van OtterlooAsset manager
Senior Legal Counsel - Advisory and Intermediary Lead
Boston, MA · Hybrid$170K–$215K posted pay
Apr 15
Cim Capital Sa ManagementRIA
Director, Business Operations (Risk Management)
Los Angeles, CA$160K–$180K posted pay
Apr 9
iCapitalWealth-tech and platforms
Sales and Distribution Compliance - Senior Vice President
Salt Lake City, UT +2$150K–$175K posted pay
Apr 9
iCapitalWealth-tech and platforms
Sales and Distribution Compliance - Senior Vice President
Greenwich, CT +2$190K–$225K posted pay
Apr 9
iCapitalWealth-tech and platforms
Sales and Distribution Compliance - Senior Vice President
New York, NY +2$190K–$225K posted pay
Apr 9
ApolloAlternative asset manager
Marketing Compliance Analyst/Associate
New York, NY$100K–$120K posted pay
Apr 1
iCapitalWealth-tech and platforms
Chief Risk Officer - Managing Director
New York, NY +1$350K–$400K posted pay
Mar 13
Feb 17
Harvest Investment ServicesRIA
Chief Compliance Officer
Colorado Springs, CO · Remote$120K–$155K posted pay
Feb 16
Iconiq CapitalFamily office
Senior Associate, Legal Counsel
San Francisco, CA · Hybrid$180K–$210K posted pay
Feb 13
Job alert
Get new roles like these by email
Covers: Compliance, risk and legal · US roles
At most one email a day, only when there is something new. Its own unsubscribe link stops it; nothing else you get changes.