iCapitalWealth-tech and platforms
Sales and Distribution Compliance - Senior Vice President
New York, NY +2$190K–$225K posted pay
Apr 9
Compliance, risk and legal jobs in wealth management
Open compliance, risk and legal roles: chief compliance officer, compliance analyst, general counsel and legal and more, from each firm's own careers site.
169 open roles at 68 firms · updated 1 hr ago
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ApolloAlternative asset manager
Marketing Compliance Analyst/Associate
New York, NY$100K–$120K posted pay
Apr 1
iCapitalWealth-tech and platforms
Chief Risk Officer - Managing Director
New York, NY +1$350K–$400K posted pay
Mar 13
Feb 17
Harvest Investment ServicesRIA
Chief Compliance Officer
Colorado Springs, CO · Remote$120K–$155K posted pay
Feb 16
Iconiq CapitalFamily office
Senior Associate, Legal Counsel
San Francisco, CA · Hybrid$180K–$210K posted pay
Feb 13
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Covers: Compliance, risk and legal · Pay posted · US roles
Proshare AdvisorsAsset manager
Senior Regulatory Counsel (Securities)
Bethesda, MD · Hybrid$230K–$300K posted pay
Feb 9
Interplay Family OfficeFamily office
Associate, Bowery Legal
New York, NY · Remote$135K–$150K posted pay
Feb 3
Schonfeld Strategic AdvisorsHedge fund
Enterprise Risk Associate, FX & Rates
New York, NY$175K–$250K posted pay
Jan 13
Interplay Family OfficeFamily office
Investment Funds Attorney, Bowery Legal
New York, NY · Remote$200K–$250K posted pay
Dec 19
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Covers: Compliance, risk and legal · Pay posted · US roles
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