Regulation: archive
Every Regulation story in ETFs, newest first. 4 stories
1 story
SEC clears listing rule for six 3x Volatility Shares products
The products are structured as 1933 Act commodity ETPs, not 1940 Act funds, keeping them outside Rule 18f-4's 2x leverage cap.
1 story
SEC's Daly says novel ETF review proposal is reasonably close
Brian Daly told ETF Prime that about 85 letters and inbound conversations followed the request for comment on prediction market and crypto ETFs.
1 story
The SEC's novel-ETF file now holds a four-year loss record
Morningstar's comment letter converts the wrapper's outer boundary from a design question into a consumer-protection record, and Defiance's hourly-reset filing is the first product that record indicts.
1 story
The SEC's novel-ETF review is a fight over the launch clock
The comment period closed August 31, but the 60- and 75-day effectiveness window, not the product list, decides who launches next.