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Securities and Exchange Commission
In PWD coverage since August 18, 2026 · 5 stories
PWD coverage
RIA
SEC private-access plan puts performance fees front and center
A reported SEC proposal would open private markets to more retail investors and allow advisers to charge performance-based fees more broadly, but the fee change is what will land in existing RIA contracts first.
portfolio · Aug 20SEC asks FINRA for an accredited-investor exam that tests know-how
tokenization · Aug 19Robinhood CEO Tenev pushes SEC to open US to tokenized stocks
regulation · Aug 18SEC proposes crypto asset rules with $75 million exemption, safe harbor