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Independent Intelligence on the Private Wealth Industry
Friday, September 4, 2026The Morning Brief →Sign in
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Paul S. Atkins

In PWD coverage since August 20, 2026 · 3 stories
PWD coverage
RIA

Pay-to-play repeal trades one rule for patchwork

The SEC wants to scrap Rule 206(4)-5; RIAs with public-plan clients should keep the contribution file they built under it.
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