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Edition No. 022
New York · London
Private Wealth Daily
Independent Intelligence on the Private Wealth Industry
Friday, September 4, 2026
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In PWD coverage since August 20, 2026 · 3 stories
PWD coverage
RIA
Pay-to-play repeal trades one rule for patchwork
The SEC wants to scrap Rule 206(4)-5; RIAs with public-plan clients should keep the contribution file they built under it.
practice · Sep 3
The SEC would scrap the pay-to-play rule. The two-year ban is still law.
portfolio · Aug 20
SEC asks FINRA for an accredited-investor exam that tests know-how
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