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NASAA
In PWD coverage since August 18, 2026 · 11 stories
PWD coverage
practice
NASAA issues investor advisory on finfluencer pay, red flags and registration
The advisory explains how social media finance promoters are paid and what disclosure and registration rules apply to paid promotion or fee-based advice.
practice · Sep 23NASAA's fee waiver settles the cheapest line in the budget
practice · Sep 21The compliance manual is the next deal term
practice · Sep 17NASAA holds its $15 rep fee flat; the ledger is the cost
practice · Sep 8NASAA's IAR CE rule: obligation follows the rep
move · Aug 31NASAA cuts third-fail retest wait to 60 days
move · Aug 31A $35 option on returning to advice
practice · Aug 31Custody is an access problem, NASAA reminds state RIAs