firm
First Trust Capital Management
CHICAGO, IL
CRD: 317825
In network coverage since October 23, 2026 · 1 story
$12.7BRegulatory AUMSEC Form ADV · Oct 24
62EmployeesForm ADV
Network coverage
New funds
First Trust seeks vote-free sub-adviser swaps at 22 funds
The Oct. 22 filing would require 60 days' notice and a tender or repurchase offer at NAV before a sub-adviser change.