RIAs can't stop suing each other
The episode covers a legal and talent issue that touches recruitment and retention between independent advisory firms, alongside conference and election topics on advisors' radar.
Summary
By the markets & outlook deskThe episode looks at a temporary restraining order against an advisor who left one RIA for another, with the latest case involving Wealth Enhancement and RFG Advisory. It examines why recruitment lawsuits once associated with wirehouses are now more common between independent firms, and whether a settlement can be reached. It also covers a scheduling clash between Schwab Impact and Future Proof and discusses what midterm election results may mean for advisors.
- A temporary restraining order was filed against an advisor leaving one RIA for another.
- The latest case discussed involves Wealth Enhancement and RFG Advisory.
- Recruitment suits once associated with wirehouses are now occurring between independent firms.
- The episode also discusses the Schwab Impact and Future Proof clash and midterm election implications for advisors.
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