At a glance
- Six of those notices disclosed offering sizes, and the six total $961.3 million.
- CMWA Capital Appreciation Fund LLC led the disclosed batch at $387.0 million, an "other investment fund" offering.
- A Form D notice establishes that an offering exists, and the disclosed amount is the sizing input an RIA can use when reviewing a private-market menu.
Private fund sponsors filed 10 Form D notices on Nov. 4. Six of those notices disclosed offering sizes, and the six total $961.3 million.
CMWA Capital Appreciation Fund LLC led the disclosed batch at $387.0 million, an "other investment fund" offering. GENTIS Fund I SCSp followed at $335.6 million, a private equity fund. Together the two account for $722.6 million, about 75% of the disclosed total. The next tier was Fundomo ME-003, LP at $118.5 million, a venture capital fund, and NexGen Buyout Partners Fund II, L.P. at $110.3 million, a buyout fund. Lake Hill Augustus Fund LLC, a hedge fund offering, listed $5.0 million, and Inflection Ventures Zipline Fund I LLC, a venture vehicle, listed $4.9 million.
A Form D notice establishes that an offering exists, and the disclosed amount is the sizing input an RIA can use when reviewing a private-market menu. On Nov. 4 that input ranged from $387.0 million at the top of the batch to $4.9 million at the bottom. Whether a vehicle reaches a custodian's alternatives platform or clears a firm's due-diligence screen is a separate step.
Four of the 10 notices listed no offering size: Banner Ridge DSCO Fund III (Insurance) RNF, LP, LightX Capital Fund I, LP, and ARCHIV Capital Fund S LP and ARCHIV Capital Fund M LP. The batch spanned buyout, venture capital, private equity, hedge and "other investment fund" notices.
Reported by the Features desk from SEC Form D filings, Nov. 4. Published . Corrections