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Regan said a $250 million advisor facing an SEC cybersecurity review would be 'dead in the water for six weeks.'
Mariner and Wealthcare pitched advisors on giving up their Form ADV registration to join their 1099 platforms, according to PWD's overnight coverage.
A $250 million advisor facing an SEC cybersecurity review would be 'dead in the water for six weeks,' Regan said at a panel.
At the panel, Regan said a $250 million advisor facing that SEC cybersecurity review would be 'dead in the water for six weeks.'
The breakaway has become a rounding error; the month's deals show the talent war is being fought over custody networks and whole enterprises.
The count fell 9% while dollar volume nearly doubled, and private equity funded 89% of the deals.
The $17 billion real estate manager named Mick Manning president; the platform will offer credit and equity through advisors.
Bloomberg reports a potential price of about £1 billion; PWD's records list the discussions as a deal talk dated October 21, 2026.
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