BNY Pershing retires Wove and shifts RIA platform reset to Adam Vos
RIABiz reports the successor platform has no name and describes Adam Vos, Pershing's new RIA head, as unproven in custody.
Hightower Signature to add $1 billion Synergy, a partner since 2017
The announced deal would add 15 employees and push the Hightower Signature channel past $40 billion in assets.
XYPN AdviceTech judges press six finalists on fit with existing systems
Six vendors demoed roughly seven minutes each at XYPN LIVE in San Diego on September 30, and the panel's questions turned on data access and CRM overlap.
How a family's advisors can each see only part of its finances
WealthManagement.com's analysis argues individually sound recommendations on company shares, taxes or a move abroad can conflict once combined.
SEC proposes expanding cross trading by registered funds
The proposal would restore cross trading in most fixed-income securities and require aggregated reporting of trading activity and cross trades.