https://www.privatewealthdaily.com/story/hb-wealth-buys-700m-texas-ria-hightower-signature-adds-sandy-cove Private Wealth Dailyen 2026-10-03T14:48:32.601Z HB Wealth acquires $700M Texas RIA; Hightower Signature adds Sandy Cove https://www.privatewealthdaily.com/story/cfp-board-sanctions-19-individuals-under-its-code-and-standards Private Wealth Dailyen 2026-10-03T14:48:32.601Z CFP Board sanctions 19 individuals under its Code and Standards https://www.privatewealthdaily.com/story/claude-for-financial-advisors-draws-a-fiduciary-objection-over-portfolio-math Private Wealth Dailyen 2026-10-03T14:48:32.601Z Claude for Financial Advisors draws a fiduciary objection over portfolio math https://www.privatewealthdaily.com/story/fidelity-tells-sub-100-million-ria-clients-to-reach-100-million-or-leave-by-mid- Private Wealth Dailyen 2026-10-03T14:48:32.601Z Fidelity tells sub-$100 million RIA clients to reach $100 million or leave by mid-2027 https://www.privatewealthdaily.com/story/merrill-lynch-agrees-to-pay-39-million-to-settle-cash-sweep-class-action Private Wealth Dailyen 2026-10-03T14:48:32.601Z Merrill Lynch agrees to pay $39 million to settle cash sweep class action https://www.privatewealthdaily.com/story/envestnet-seeks-a-chief-product-officer-ubs-hands-naureen-hassan-its-us-wealth-u Private Wealth Dailyen 2026-10-03T14:48:32.601Z Envestnet seeks a chief product officer; UBS hands Naureen Hassan its US wealth unit https://www.privatewealthdaily.com/story/rockefeller-finet-and-uniting-absorb-3-3-billion-in-employee-channel-books Private Wealth Dailyen 2026-10-03T14:48:32.601Z Rockefeller, FiNet and Uniting absorb $3.3 billion in employee-channel books https://www.privatewealthdaily.com/story/cerity-partners-merges-with-cornerstone-capital-and-two-other-rias-in- Private Wealth Dailyen 2026-10-03T14:48:32.601Z Cerity Partners merges with Cornerstone Capital and two other RIAs in a $2 billion week https://www.privatewealthdaily.com/story/blue-owl-caps-two-funds-at-5-as-a-39-redemption-queue-builds Private Wealth Dailyen 2026-10-03T14:48:32.601Z Blue Owl caps two funds at 5% as a 39% redemption queue builds https://www.privatewealthdaily.com/story/sec-bars-clarice-crystal-saw-over-alleged-2-4-million-theft-from-elderly-client Private Wealth Dailyen 2026-10-03T14:48:32.601Z SEC bars Clarice Crystal Saw over alleged $2.4 million theft from elderly client https://www.privatewealthdaily.com/story/sec-accuses-meyer-global-of-five-schemes-targeting-spacex-and-openai-investors Private Wealth Dailyen 2026-10-03T14:48:32.601Z SEC accuses Meyer Global of five schemes targeting SpaceX and OpenAI investors https://www.privatewealthdaily.com/story/concurrent-s-first-platform-purchase-adds-spire-s-5-4b-and-30-advisor-teams Private Wealth Dailyen 2026-10-03T14:48:32.601Z Concurrent to add Spire's $5.4B and 30-plus advisor teams in first platform purchase https://www.privatewealthdaily.com/story/digitalbridge-and-softbank-close-a-3-1-billion-deal-five-power-deals-announced-w Private Wealth Dailyen 2026-10-03T14:48:32.601Z DigitalBridge and SoftBank close $3.1 billion deal; five announcements lack full dollar terms https://www.privatewealthdaily.com/story/cerity-partners-absorbs-cornerstone-capital-and-echo-wealth-management-adding-1- Private Wealth Dailyen 2026-10-03T14:48:32.601Z Cerity Partners absorbs Cornerstone Capital and Echo Wealth Management, adding $1.7 billion and a Minneapolis foothold https://www.privatewealthdaily.com/story/newedge-and-rfg-lead-a-month-of-2-555-advisor-moves-alpinvest-and-bain-file-at-0 Private Wealth Dailyen 2026-10-03T14:48:32.601Z Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches https://www.privatewealthdaily.com/story/cg-financial-hires-tradepmr-and-axos-executives-as-platform-fight-intensifies Private Wealth Dailyen 2026-10-03T11:54:45.086Z CG Financial hires TradePMR and Axos executives as platform fight intensifies https://www.privatewealthdaily.com/story/concurrent-buys-5-4b-spire-and-sets-a-3b-to-10b-platform-target Private Wealth Dailyen 2026-10-02T21:04:22.282Z Concurrent buys $5.4B Spire and sets a $3B-to-$10B platform target https://www.privatewealthdaily.com/story/sec-proposes-letting-rias-self-custody-crypto-when-no-permitted-custodian-is-ava Private Wealth Dailyen 2026-10-02T20:19:58.028Z SEC proposes letting RIAs self-custody crypto when no permitted custodian is available https://www.privatewealthdaily.com/story/sec-records-show-8-billion-rise-team-moved-custody-from-ameriprise-to-schwab Private Wealth Dailyen 2026-10-02T19:46:10.127Z SEC records show $8 billion Rise team moved custody from Ameriprise to Schwab https://www.privatewealthdaily.com/story/concurrent-buys-spire-s-30-plus-teams-in-first-ria-platform-deal Private Wealth Dailyen 2026-10-02T19:38:09.721Z Concurrent buys Spire's 30-plus teams in first RIA platform deal https://www.privatewealthdaily.com/story/financial-advisor-magazine-s-chatbot-test-finds-plans-close-to-human-advisors-fo Private Wealth Dailyen 2026-10-02T18:41:10.738Z Financial Advisor Magazine's chatbot test finds plans close to human advisors for mass-affluent clients https://www.privatewealthdaily.com/story/argentina-sets-citizenship-at-350-000-cash-or-an-800-000-bond Private Wealth Dailyen 2026-10-02T17:08:55.630Z Argentina sets citizenship at $350,000 cash or an $800,000 bond https://www.privatewealthdaily.com/story/wealthmanagement-com-column-tells-advisors-to-judge-wellness-tools-by-cross-bene Private Wealth Dailyen 2026-10-02T17:06:39.729Z WealthManagement.com column tells advisors to judge wellness tools by cross-benefit decisions https://www.privatewealthdaily.com/story/2-413-advisors-changed-firms-in-30-days-22-custody-relationships-changed-hands Private Wealth Dailyen 2026-10-02T16:38:33.418Z 2,413 advisors changed firms in 30 days; 22 custody relationships changed hands https://www.privatewealthdaily.com/story/carlyle-puts-private-credit-s-ai-buildout-at-1-trillion-as-investors-seek-caps Private Wealth Dailyen 2026-10-02T14:59:07.261Z Carlyle puts private credit's AI buildout at $1 trillion as investors seek caps https://www.privatewealthdaily.com/story/blue-owl-caps-two-private-credit-funds-at-5-as-tech-fund-requests-hit-39 Private Wealth Dailyen 2026-10-02T14:52:06.204Z Blue Owl caps two private credit funds at 5% as tech fund requests hit 39% https://www.privatewealthdaily.com/story/tradepmr-product-chief-jon-patullo-joins-cg-financial-as-coo-and-cio Private Wealth Dailyen 2026-10-02T14:12:40.400Z TradePMR product chief Jon Patullo joins CG Financial as COO and CIO https://www.privatewealthdaily.com/story/why-annuity-sales-lag-client-demand-even-as-contracts-get-simpler Private Wealth Dailyen 2026-10-02T13:25:01.240Z Annuity adoption still trails client demand as cost and control objections persist https://www.privatewealthdaily.com/story/investmentnews-column-urges-advisors-to-model-real-estate-recapture-before-a-pro Private Wealth Dailyen 2026-10-02T13:21:44.366Z InvestmentNews column urges advisors to model real estate recapture before a property goes under contract https://www.privatewealthdaily.com/story/hb-wealth-adds-podnos-physician-team-to-open-austin-its-seventh-market Private Wealth Dailyen 2026-10-02T10:58:13.926Z HB Wealth adds Podnos physician team, entering Texas as its seventh market https://www.privatewealthdaily.com/story/university-of-maryland-survey-finds-bipartisan-backing-for-wealth-tax-and-higher Private Wealth Dailyen 2026-10-02T10:53:58.262Z University of Maryland survey finds bipartisan backing for wealth tax and higher capital gains taxes https://www.privatewealthdaily.com/story/partners-group-splits-6-6bn-evergreen-fund-into-two-portfolios-after-withdrawal- Private Wealth Dailyen 2026-10-02T10:53:28.791Z Partners Group splits €6.6bn evergreen fund into two portfolios after withdrawal cap https://www.privatewealthdaily.com/story/fidelity-extends-its-100-million-minimum-to-existing-ria-custody-clients Private Wealth Dailyen 2026-10-02T02:40:26.960Z Fidelity extends its $100 million minimum to existing RIA custody clients https://www.privatewealthdaily.com/story/fidelity-gives-small-custody-clients-until-june-2027-to-reach-100-million Private Wealth Dailyen 2026-10-01T22:12:18.293Z Fidelity gives custody clients below $100 million until June 2027 to grow https://www.privatewealthdaily.com/story/sec-private-market-proposals-would-push-alternative-asset-managers-into-regulate Private Wealth Dailyen 2026-10-01T22:09:17.673Z SEC private-market proposals draw compliance warnings from ACA Group and STP consultants https://www.privatewealthdaily.com/story/concurrent-acquires-spire-investment-partners-its-first-ria-platform-purchase Private Wealth Dailyen 2026-10-01T22:05:33.305Z Concurrent acquires Spire Investment Partners, its first RIA platform purchase https://www.privatewealthdaily.com/story/hb-wealth-buys-700-million-austin-ria-wealth-care-its-seventh-market Private Wealth Dailyen 2026-10-01T22:05:02.582Z HB Wealth buys $700 million Austin RIA Wealth Care, its seventh market https://www.privatewealthdaily.com/story/fidelity-raises-ria-custody-minimum-to-100-million-setting-a-mid-2027-deadline Private Wealth Dailyen 2026-10-01T18:57:49.960Z Fidelity raises RIA custody minimum to $100 million, setting a mid-2027 deadline https://www.privatewealthdaily.com/story/a-wealthmanagement-com-column-argues-advisory-partnership-drift-starts-when-goal Private Wealth Dailyen 2026-10-01T17:29:05.898Z A WealthManagement.com column argues advisory partnership drift starts when goals diverge https://www.privatewealthdaily.com/story/cfp-board-elects-three-directors-after-naming-ai-expertise-a-priority Private Wealth Dailyen 2026-10-01T16:01:17.853Z CFP Board elects three directors after naming AI expertise a priority https://www.privatewealthdaily.com/story/rockefeller-hires-truist-s-1-billion-charlotte-team-into-global-family-office Private Wealth Dailyen 2026-10-01T16:00:38.056Z Rockefeller recruits Piedmont Wealth Partners, a $1B Truist team in Charlotte https://www.privatewealthdaily.com/story/compliance-experts-press-sec-on-ai-gaps-after-openai-agents-probe-government-sit Private Wealth Dailyen 2026-10-01T15:18:13.749Z Compliance experts press SEC on AI gaps after OpenAI agents probe government sites